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Article

Camilleri Preziosi | Malta | 30 Oct 2017

MFSA issues Consultation Document on Proposed Regulation of CISs investing in Virtual Currencies

The Malta Financial Services Authority (“MFSA”) has issued a consultation document entitled “Consultation on the Proposed Regulation of Collective

Article

Clayton Utz | Australia | 28 Sep 2017

Asia Region Funds Passport: initiatives to promote the competitiveness of the Australian funds sector

The Passport will enable a fund registered in its home jurisdiction to be "passported" to other participating countries. The Australian Government is

Article

Ulmer & Berne LLP | USA | 19 May 2017

WannaCry Virus Triggers SEC Security Alert To BDs And Investment Management Firms

We are now one week into the worldwide cyberattack known as the WannaCry virus, which targets computers running Microsoft Windows operating systems

Article

K&L Gates | United Kingdom | 30 Mar 2017

Financial Sanctions and New Monetary Penalties in the UK

The UK recently took significant steps to strengthen penalties for breaches of financial sanctions. Financial sanctions take many guises and may apply

Article

DAC Beachcroft | United Kingdom | 30 Mar 2017

SFO continues crack down on Unregulated Collective Investment Schemes with investigation into Ethical Forestry Limited's alleged fraudulent scheme

The SFO announced this month that it has opened a criminal investigation into an alleged fraudulent investment scheme marketed by Ethical Forestry

Article

Stewarts | United Kingdom | 23 Mar 2017

The whistleblowing regime and its likely impact

One year after the Senior Managers Regime, introduced by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA), came into

Article

K&L Gates | USA | 2 Mar 2017

SEC guidance on roboadvice

The US Securities and Exchange Commission’s staff has published information and guidance for investors and the financial services industry on the

Article

Jones Day | United Kingdom, European Union | 4 Aug 2016

The Alternative Investment Fund Managers Directive2016 Update

This White Paper sets out the key features of the European Directive on Alternative Investment Fund Managers (“AIFMD”) and considers its impact on

Article

Michelmores LLP | United Kingdom, European Union | 27 Jul 2016

Brexit - impact on the financial sector

For the time being, all financial regulation deriving from EU laws will remain in place and changes on the horizon will still need to be implemented

Article

Deacons | China | 21 Jul 2016

A breakthrough for foreign fund managers on China access: new WFOE opportunities

On 30 June 2016, the Asset Management Association of China (AMAC) released the Tenth FAQs on the Relevant Questions Regarding the Registration and

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