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Article

Jones Day | USA, United Kingdom, European Union | 29 Jun 2017

The Department of the Treasury Issues Recommendations on the Regulation of U.S. Depository Institutions

"A Financial System that Creates Economic Opportunities: Banks and Credit Unions," a Report by the Department of the Treasury, identifies potential

Article

A&L Goodbody | United Kingdom, European Union, Ireland | 9 May 2017

Tracker, Financial Services Regulation & Compliance - Cross Sectoral

At the launch of the report Governor Phillip R. Lane highlighted the key activities undertaken by the Bank during 2016. Governor Lane further set out

Article

DLA Piper | Global | 2 May 2017

The Financial Report, 02 May 2017, Global Regulators

The Basel Committee on Banking Supervision issued its twelfth report on the current adoption status of the Basel regulatory framework by each member

Article

Winston & Strawn LLP | USA | 27 Mar 2017

Financial Services Update, Vol. 12, Issue 13

On March 22, 2017, the Securities and Exchange Commission (SEC) adopted an amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934, as

Article

PwC Australia | Australia | 16 Mar 2017

Family businesses need to prepare for transfer of wealth

Australian family businesses are in the midst of the largest transfer of wealth in the nation's history as baby boomer founders begin to retire and

Article

Nelson Mullins Riley & Scarborough LLP | USA | 12 Dec 2016

National Bank Charter for FinTech Firms

On Friday, December 2, 2016, the Office of the Comptroller of the Currency (OCC) released a paper on a proposed limited purpose national bank charter

Article

DAC Beachcroft | United Kingdom | 3 Aug 2016

FCA thematic review puts dark pool trading in the spotlight

On 21 July 2016, the FCA published a report on its thematic review of the UK equity marketplace, focusing on dark pools and broker crossing networks

Article

Carlton Fields | USA | 25 Apr 2016

Junk Bond Fund Failure Challenges Industry

The December failure and ongoing liquidation of the Third Avenue Focused Credit Fund (TAFCF) provides potential ammunition to significant financial

Article

A&L Goodbody | USA, Ireland | 5 Apr 2016

CBI Director of Markets Supervision highlights key issues of culture, technology and cyber risk

Speaking at the Duff and Phelps Global Regulatory Outlook on 3 March 2016, Gareth Murphy spoke about the key areas highlighted in the report of

Article

Winston & Strawn LLP | USA | 3 Feb 2015

Financial services update February 3 2015 banking agency developments

On January 30th, the Federal Deposit Insurance Corporation ("FDIC") requested comment on a proposed rule that would amend the definition of

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