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980 results found

Article

Slaughter and May | United Kingdom, European Union | 22 Nov 2018

Financial Regulation Weekly Bulletin - 22 November 2018

The Competition and Markets Authority (CMA) has opened an investigation into suspected anti-competitive arrangements in the financial services sector

Article

Stephenson Harwood LLP | United Kingdom, European Union | 5 Nov 2018

Large insurer joins the list of firms to fall foul of the FCA's outsourcing requirements

In recent times, outsourcing in the financial services sector has been a firm focus for the FCA. On 30 October 2018, the FCA published another Final

Article

Baker McKenzie | USA | 1 Mar 2018

SEC Issues Guidance on Cyber Disclosure, Including the Board’s Oversight Role

On February 21, the Securities and Exchange Commission issued interpretive guidance to assist public companies in preparing disclosures about

Article

Bradley Arant Boult Cummings LLP | USA | 14 Feb 2018

Cybersecurity and Insurers

Whether it is a data breach of a corporation's computer systems or alleged hacking by foreign governments, Cybersecurity and Privacy issues seem to

Article

Bennett Jones LLP | Canada | 7 Feb 2018

Updates on Continuous Disclosure and Corporate Governance in Securities Law

Three years following implementation of mandatory disclosure of women on boards and in executive officer positions, the new rules have marginally

Article

Addleshaw Goddard LLP | United Kingdom, European Union | 8 Sep 2017

Daily financial services roundup including new FOS publishing complaints data "

The chair of the supervisory board of the European Central Bank (ECB), Danièle Nouy, has said the role of the European Banking Supervision is not to

Article

RPC | United Kingdom, European Union | 31 Jul 2017

How insurance brokers can prepare for SM&CR

The FCA published on 26 July 2017 a consultation paper outlining how it proposes to extend the Senior Managers and Certification Regime (SM&CR) to

Article

Dykema Gossett PLLC | USA | 28 Jun 2017

Federal Financial Reform: Where Does It Stand?

While the future of health care legislation has been dominating headlines, some quiet but important developments in Washington regarding the future of

Article

DAC Beachcroft | United Kingdom | 23 May 2017

Directors face criminal charges under new Payment Regulations

The Reporting on Payment Practices and Performance Regulations 2017 ('the Regulations') came into force on 6 April 2017. 'Qualifying' companies and

Article

Bird & Bird LLP | Hong Kong | 27 Apr 2017

The Introduction of the Manager-In-Charge regime in Hong Kong

The new MIC regime seeks to regulate the senior management of a licensed corporation, including directors of the corporation (including shadow

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