On 5 November 2018, the Central Bank of Ireland (the “Central Bank”) published its Corporate Governance Requirements for Investment Firms and Market
The UK’s departure from the EU, Brexit, will take place one year from now on 29 March 2019. Based on the latest information on the negotiations, the
On 20 December 2017, the Treasury, PRA and FCAclarified their approach to EEA-headquartered financial services firms wishing to carry on
The FCA has published a new webpage on model driven machine executable regulatory reporting. One of the key technology areas on which the FCA is
Managing third party vendor relationships has always been an important function in banks. More recently it has become a hot topic for state and
On October 11 and 12, several federal agencies jointly released proposed rules that would implement the so-called “Volcker Rule.”
The SEC has adopted new rules amending the eligibility criteria for Form S-3 to replace credit ratings criteria as a measure of eligibility with four new tests.
On July 26, 2011, the SEC adopted new rules in response to Section 939A of the Dodd-Frank Wall Street Consumer Reform and Protection Act (the “Dodd-Frank Act”).
As we've discussed in the past, the UK financial regulatory universe is undergoing, in the words of Financial Services Authority Chairman Adair Turner, a "major shift in philosophy".
George Osborne’s Mansion House speech on regulatory reform has resulted in the publication of a consultation document and draft legislation