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Article

Dillon Eustace | Ireland | 20 Nov 2018

Publication of Corporate Governance Requirements for Investment Firms and Market Operators 2018

On 5 November 2018, the Central Bank of Ireland (the “Central Bank”) published its Corporate Governance Requirements for Investment Firms and Market

Article

Castrén & Snellman | United Kingdom, European Union | 23 Mar 2018

Brexit to Drive Financial Sector onto the Continent

The UK’s departure from the EU, Brexit, will take place one year from now on 29 March 2019. Based on the latest information on the negotiations, the

Article

Herbert Smith Freehills LLP | United Kingdom, European Union | 30 Jan 2018

Brexit - PRA consults on approach to UK branches of incoming insurers

On 20 December 2017, the Treasury, PRA and FCAclarified their approach to EEA-headquartered financial services firms wishing to carry on

Article

Addleshaw Goddard LLP | United Kingdom, European Union | 2 Nov 2017

Daily financial services roundup including FSB report on AI

The FCA has published a new webpage on model driven machine executable regulatory reporting. One of the key technology areas on which the FCA is

Article

Bryan Cave Leighton Paisner (Bryan Cave) | USA | 30 Aug 2016

Reviewing Third Party Vendor Service Contracts, a Seven Part Guide

Managing third party vendor relationships has always been an important function in banks. More recently it has become a hot topic for state and

Article

Morgan Lewis | USA | 31 Oct 2011

Federal agencies propose implementation of Volcker Rule

On October 11 and 12, several federal agencies jointly released proposed rules that would implement the so-called “Volcker Rule.”

Article

Dow Lohnes PLLC | USA | 11 Aug 2011

Amendment of short-forms removing “investment grade” eligibility

The SEC has adopted new rules amending the eligibility criteria for Form S-3 to replace credit ratings criteria as a measure of eligibility with four new tests.

Article

Holland & Knight LLP | USA | 8 Aug 2011

SEC adopts new short form criteria to replace credit ratings

On July 26, 2011, the SEC adopted new rules in response to Section 939A of the Dodd-Frank Wall Street Consumer Reform and Protection Act (the “Dodd-Frank Act”).

Article

Stikeman Elliott LLP | United Kingdom | 8 Jul 2011

UK moves to a new financial regulatory model

As we've discussed in the past, the UK financial regulatory universe is undergoing, in the words of Financial Services Authority Chairman Adair Turner, a "major shift in philosophy".

Article

Nabarro LLP | United Kingdom | 22 Jun 2011

Financial regulation reform: a blueprint

George Osborne’s Mansion House speech on regulatory reform has resulted in the publication of a consultation document and draft legislation

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