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942 results found

Article

Baker McKenzie | USA | 1 Mar 2018

SEC Issues Guidance on Cyber Disclosure, Including the Board’s Oversight Role

On February 21, the Securities and Exchange Commission issued interpretive guidance to assist public companies in preparing disclosures about

Article

Bracewell LLP | USA | 26 Feb 2018

A Cyber Incident Moves Pretty Fast, If You Aren't Ready To Respond, You Might Blow It

The Securities and Exchange Commission (SEC) expanded its warnings to public companies that generic disclosures identifying cybersecurity risk

Article

Moulis Legal | Australia, OECD | 14 Nov 2017

Show me the money! Connecting start-up founders to crowdfunding

Raising capital and accessing affordable finance is a key issue facing start-ups in Australia. There are relatively few early stage venture capital

Article

Barnes & Thornburg LLP | USA | 31 Jul 2017

SEC Chairman Announces 8 Core Principles

In his first public speech since becoming the U.S. Securities and Exchange Commission (SEC) chairman, Jay Clayton shared his eight core principles

Article

DLA Piper | USA | 27 Jul 2017

The Financial Report, 27 July 2017, US Securities and Exchange Commission Developments

SEC proposes to make certain IEX-listed securities exempt from state law registration. The SEC proposed to amend Rule 146 under

Article

Gilbert + Tobin | Australia | 3 Jul 2017

Australia’s crowd-sourced equity funding framework develops: Regulations made and ASIC consultation papers released

In March 2017, Parliament enacted the Corporations Amendment (Crowd-sourced Funding) Act 2017 (Cth) (Act) which provided a legislative framework for

Article

Davies Ward Phillips & Vineberg LLP | USA, Canada | 10 Apr 2017

The CSA Considers Reducing Regulatory Burdens for Reporting Issuers

On April 6, 2017, the Canadian Securities Administrators (CSA) released Consultation Paper 51-404 - Considerations for Reducing Regulatory Burden for

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 20 Dec 2016

Whistleblowers to remain prominent fixtures in securities regulation

Program provides monetary awards to eligible individuals who provide the agency with information that leads to an SEC Enforcement action in which

Article

Crowell & Moring LLP | USA | 10 Jun 2014

Mine safety disclosures to the SEC: a recent study under the U.S. securities laws

Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") on July 21, 2010. A combination of legislation

Article

Blaney McMurtry LLP | Canada | 9 Nov 2011

Pill-popping: hostile takeovers and securities regulation in Ontario

Securities regulation in Canada, with its 13 different securities jurisdictions, is sometimes politely referred to as a “mosaic”.

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