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378 results found

Article

Blaney McMurtry LLP | Canada | 9 Nov 2011

Pill-popping: hostile takeovers and securities regulation in Ontario

Securities regulation in Canada, with its 13 different securities jurisdictions, is sometimes politely referred to as a “mosaic”.

Article

Hogan Lovells | USA | 21 Jul 2010

Significant securities law changes included in Wall Street Reform legislation

On July 15, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act), which President Obama signed into law on July 21.

Article

Foley & Lardner LLP | USA | 16 Jul 2010

What the Dodd-Frank Wall Street Reform and Consumer Protection Act means for public companies

On July 15, 2010, the US Senate approved the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act), which the US House of Representatives also approved on June 30, 2010.

Article

Reed Smith LLP | USA | 25 Mar 2008

SEC proposes new rule 6c-11 under the Investment Company Act of 1940 to create certain exemptions for exchange-traded securities

In March 2008, the Securities and Exchange Commission (“SEC”) proposed new rules under the Investment Company Act of 1940 (the “40 Act”) that would exempt exchange-traded funds (“ETFs”) from certain provisions of the 40 Act as well as certain SEC rules, and would allow investment companies to more freely invest in ETFs than is currently allowed under the 40 Act.

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