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857 results found

Article

A&L Goodbody | United Kingdom, European Union, Ireland | 8 Jun 2017

Tracker, Financial Services Regulation & Compliance - Banking (08 June 2017)

On 30 May 2017, the Minister for Finance announced his intention to float circa 25 of the Irish government's stake in Allied Irish Banks (AIB). The

Article

Baker Botts LLP | USA | 6 Apr 2017

SEC Shortens Standard Settlement Cycle to T2

On March 22, 2017, the Securities and Exchange Commission (the “SEC”) adopted an amendment to Rule 15c6-1 under the Securities Exchange Act of 1934

Article

Clayton Utz | Australia | 13 Nov 2014

ASIC's new policy on employee incentive schemes now in operation

Employee incentive schemes will be easier to implement under a new ASIC policy which started on 30 October 2014.Previously, a limited range of

Article

Blaney McMurtry LLP | Canada | 9 Nov 2011

Pill-popping: hostile takeovers and securities regulation in Ontario

Securities regulation in Canada, with its 13 different securities jurisdictions, is sometimes politely referred to as a “mosaic”.

Article

Orrick, Herrington & Sutcliffe LLP | France | 31 Oct 2011

Recent reforms and trends in the French public M&A market

The French public mergers and acquisitions (M&A) market has been affected both by new regulations implemented this year following laws passed in 2010 and new market trends influenced by U.S. standards.

Article

Morgan Lewis | USA | 31 Oct 2011

Federal agencies propose implementation of Volcker Rule

On October 11 and 12, several federal agencies jointly released proposed rules that would implement the so-called “Volcker Rule.”

Article

LK Shields | Ireland | 19 Oct 2011

Outward marketing requirements

The European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011 (the UCITS Regulations 2011) became law in Ireland on 1 July 2011.

Article

Stibbe | Belgium | 30 Aug 2011

Belgium bans short selling on banks

On August 11, 2011, the Belgian financial regulator, the Financial Services and Markets Authority (FSMA) has amended the rules governing short selling of shares issued by certain financial institutions listed on Euronext Brussels and in related derivatives

Article

Ropes & Gray LLP | European Union | 26 Aug 2011

Five European nations issue temporary bans on short selling

In early August, financial regulators from five European countries issued orders temporarily banning short sales of shares of certain financial industry issuers in response to extraordinary volatility in the financial markets, and in particular to the sharp declines in the value of many European bank stocks.

Article

RPC | United Kingdom | 25 Aug 2011

Morrison fined by the FSA

At first sight, headlines about a hefty fine meted out by the FSA on a former director of a supermarket chain may have led people to presume that Sir Ken Morrison had incurred the wrath of the Food Standards Agency rather than the Financial Service Authority.

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