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806 results found

Article

Sullivan & Cromwell LLP | USA | 9 Jun 2017

Financial CHOICE Act of 2017 - House Passes Financial Regulatory Reform Legislation

Late yesterday, the U.S. House of Representatives, voting almost entirely along party lines, passed H.R. 10, the "Financial CHOICE Act of 2017" (the

Article

Addleshaw Goddard LLP | United Kingdom, European Union | 6 Apr 2017

Financial services and banking news update - 4 April 2017

The FCA has published a consultation paper on persistent credit card debtand earlier intervention remedies (CP1710). In CP1710, the FCA sets out

Article

Stikeman Elliott LLP | USA, Canada | 1 Mar 2017

All bets are off: Quebec AMF moves to ban short-term binary options

On February 1, 2017, the Autorité des Marchés Financiers (AMF), Quebec’s financial markets regulator, published proposed amendments to the

Article

Squire Patton Boggs | USA | 13 Feb 2017

CHOICE Act 2.0, Insurance Regulation Take Center Stage; DoL Fiduciary Rule May Be Delayed as Other Regulators Review Regs

Last Tuesday, February 7, the House Financial Services Committee held a meeting to approve its Authorization and Oversight Plan (Plan) for the 115th

Article

Winston & Strawn LLP | USA | 29 Aug 2011

Insights from Winston & Strawn

While August has seen little activity of note by the Consumer Financial Protection Bureau ("CFPB"), September promises to be a good month for CFPB watchers.

Article

Dow Lohnes PLLC | USA | 11 Aug 2011

Amendment of short-forms removing “investment grade” eligibility

The SEC has adopted new rules amending the eligibility criteria for Form S-3 to replace credit ratings criteria as a measure of eligibility with four new tests.

Article

Herbert Smith Freehills LLP | European Union | 8 Apr 2011

Prospectus Directive amendments

On 31 December 2010, a directive amending the Prospectus Directive (200371EC) and making consequential changes to the Transparency Directive (2004109EC) came into force (the "Amending Directive").

Article

A&L Goodbody | European Union | 31 Jan 2011

European Commission focuses on framework for financial supervision in Europe

On 19 January 2011, the European Commission published a proposal for a Directive (the "Omnibus II Directive") to effect changes in the areas of insurance and securities regulation.

Article

White & Case LLP | USA | 21 Oct 2010

The impact of the Dodd-Frank Private Fund Investment Advisers Registration Act of 2010 for Non-US Advisers

On July 21, 2010, President Obama signed into law the comprehensive US financial regulatory reform bill referred to as the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").

Article

Cadwalader Wickersham & Taft LLP | USA | 15 Oct 2010

Financial overhaul legislation how does it affect your company? An analysis of the corporate governance and executive compensation provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") was signed into law on July 21, 2010.

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