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891 results found

Article

Dykema Gossett PLLC | USA | 4 Dec 2018

SEC Takes Aim at Cybersecurity Disclosures

In February of this year, the Securities Exchange Commission issued its updated Statement and Guidance on Public Company Cybersecurity Disclosures. In

Article

McCarthy Tétrault LLP | Canada | 20 Nov 2018

New Financial Services Consumer Protection

The Budget Implementation Act, 2018, No. 2 (the “Second Budget Bill”) was introduced on October 29, 2018 and includes amendments to various financial

Article

Herbert Smith Freehills LLP | United Kingdom, European Union | 15 Nov 2018

Brexit Outline Political Declaration: Initial indicators for the financial services industry

Yesterday’s announcements on the terms agreed for the UK’s withdrawal from the EU say relatively little about the future framework for cross-border

Article

Baker McKenzie | Global | 14 Nov 2018

An International Guide to Regulatory Fintech Sandboxes

Regulators around the world are responding quickly to the rapidly evolving financial technology (fintech) landscape. New or emerging financial

Article

Stephenson Harwood LLP | United Kingdom, European Union | 5 Nov 2018

Large insurer joins the list of firms to fall foul of the FCA's outsourcing requirements

In recent times, outsourcing in the financial services sector has been a firm focus for the FCA. On 30 October 2018, the FCA published another Final

Article

K&L Gates | European Union | 6 Apr 2017

More Transparency, Better Access, Strong Support to FinTech: a New EU Plan for Retail Finance

The European Commission’s action plan builds on the results of its green paper on retail financial services published for public consultation in

Article

K&L Gates | Australia, United Kingdom, European Union | 22 Mar 2017

Fashion Law - March 2017

The fashion industry is undoubtedly fast paced and the retail conditions are challenging. Businesses in all industries are looking at new ways of

Article

Stikeman Elliott LLP | USA, Canada | 1 Mar 2017

All bets are off: Quebec AMF moves to ban short-term binary options

On February 1, 2017, the Autorité des Marchés Financiers (AMF), Quebec’s financial markets regulator, published proposed amendments to the

Article

Shearman & Sterling LLP | USA | 30 Nov 2016

What’s Next for the DOL’s ‘Fiduciary’ Rule?

Under consideration for over 15 years, the rule’s applicability date lands shortly after the Republicans gain control of both houses of Congress and

Article

Chapman Tripp | New Zealand, Australia | 4 Oct 2016

FinTech regulation in Australia - lessons for New Zealand?

Australia is initiating a range of policy initiatives to encourage the development of the fast growing FinTech sector. We look at those elements of

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