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Article

McCarthy Tétrault LLP | Canada | 1 Mar 2018

Department of Finance Releases Consultation Paper on Canada’s Anti-Money Laundering and Anti-Terrorist Financing Regime

The Department of Finance Canada released a consultation paper (the “Paper”) on reviewing Canada’s anti-money laundering (“AML”) and anti-terrorist

Article

McCarthy Tétrault LLP | Canada | 12 Jan 2011

US Supreme Court limits extraterritorial reach of US securities law: Morrison v. National Australia Bank

Out of the US Supreme Court comes a positive development for Canadian issuers of securities who have business operations in the United States: the US Supreme Court held, on June 24, 2010, that the principal statutory provisions used by security-holders to bring class actions in the US s.10(b) of the Securities and Exchange Act of 1934 and SEC Rule 10b-5 (which is promulgated under s. 10(b)) have no application to trades in securities that are not traded on a US exchange and that do not take place in the US.

Article

McCarthy Tétrault LLP | USA, Canada | 2 Sep 2010

US Supreme Court limits extraterritorial reach of US securities law: Morrison v. National Australia Bank

Out of the US Supreme Court comes a positive development for Canadian issuers of securities who have business operations in the United States: the US Supreme Court held, on June 24, 2010, that the principal statutory provisions used by security-holders to bring class actions in the US s.10(b) of the Securities and Exchange Act of 1934 and SEC Rule 10b-5 (which is promulgated under s. 10(b)) have no application to trades in securities that are not traded on a US exchange and that do not take place in the US.

Article

McCarthy Tétrault LLP | USA | 22 Jul 2010

US Supreme Court limits extraterritorial reach of US Securities Law

Out of the US Supreme Court comes a positive development for Canadian issuers of securities who have business operations in the United States: the US Supreme Court held, on June 24, 2010, that the principal statutory provisions used by security-holders to bring class actions in the US s.10(b) of the Securities and Exchange Act of 1934 and SEC Rule 10b-5 (which is promulgated under s. 10(b)) have no application to trades in securities that are not traded on a US exchange and that do not take place in the US.

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