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31 results found

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 8 Aug 2018

FCA’s new approach to consumers and proposed new duty of care

On 17 July 2018, the FCA set out its approach to consumers: FCA Mission: Approach to consumers. The Approach document sets out the FCA’s vision for

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 23 Jan 2018

Will the FCA extend access to the Financial Ombudsman Service to smaller businesses?

The Financial Conduct Authority (FCA) is consulting on proposals to give more small and medium-sized enterprises (SMEs) access to the Financial

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 27 Jul 2017

The extension of the Senior Managers and Certification Regime to all financial services firms

On 26 July, the FCA launched a consultation paper regarding the extension of the Senior Managers and Certification Regime (“SMCR”) to all authorised

Article

Bryan Cave Leighton Paisner (BLP) | Myanmar, Singapore | 4 Jul 2017

Myanmar postcard - Our top picks for June 2017

Welcome to the sixth edition of BLP's monthly Myanmar update in 2017. We have distilled the top news items into this summary 'speed read' of the year.

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 5 Apr 2017

New regulatory references regime in force since 7 March 2017

As part of the Senior Managers and Certification Regime and the Senior Insurance Managers Regime, large financial services institutions (mainly UK

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 30 Mar 2017

Financial Regulation Quiz: Are you on top of personal regulatory risk?

Are you a senior manager looking to improve your knowledge of personal regulatory risk? Start by taking this quick quiz to get an initial idea of how

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom, European Union | 26 Jan 2017

What will be keeping legal, risk and compliance professionals awake at night in 2017?

What do you expect your top regulatory challenge to be in 2017? We recently posed this question to over 250 legal, risk and compliance professionals

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 22 Mar 2016

Financial Regulation: What's on the minds of legal, risk and compliance professionals this year?

In January 2016, BLP’s financial regulation team held its annual ‘Emerging Themes’ event and launched its associated report - ‘Financial Regulation:

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 15 Oct 2015

Senior managers and certification regime to cover all authorised firms by 2018

The Bank of England and Financial Services Bill, which was introduced in the House of Lords yesterday (14 October 2015), will bring about significant

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 29 Sep 2015

Death of the pre-ticked box FCA announces ban on opt-out selling across financial services

On 28 September 2015, the FCA published Policy Statement PS 1522, containing feedback on CP 1513 and final rules and guidance following its 2013

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