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42 results found

Article

Corrs Chambers Westgarth | Australia | 8 Aug 2018

The Australian Financial Complaints Authority (AFCA): An overview

Businesses involved in the provision of financial services are being urged to ensure they understand new obligations stemming from the launch of the

Article

Corrs Chambers Westgarth | Australia | 7 Jun 2018

ASIC’s new licensing changes - the end of passport exemptions for foreign financial services providers?

On 1 June 2018, ASIC announced a proposal that requires foreign financial services providers (FFSPs), including global investment banks and wholesale

Article

Corrs Chambers Westgarth | Australia | 30 Nov 2017

Regulators continue to crack down on unfair contract terms

The ACCC has recently announced that it will continue to educate businesses on their rights under the extended unfair contract terms (UCTs) regime

Article

Corrs Chambers Westgarth | USA | 5 Apr 2017

Brand new cybersecurity regulations are now in effect in New York: How might they affect your organisation?

New cybersecurity regulations which have just come into effect in New York will provide for specific and prescriptive requirements for the financial

Article

Corrs Chambers Westgarth | Australia | 8 Mar 2017

Code of Banking Practice: The Khoury Report

Phil Khoury's Independent Review of the Code of Banking Practice (Khoury Report) was released by the ABA last month and contains 99 recommendations

Article

Corrs Chambers Westgarth | Australia | 15 Sep 2016

Keeper at the gate: Regulator targets a range of transgressions in financial services

Balancing a free market-based system while protecting the consumer has its challenges. Just ask the Australian Securities & Investments Commission

Article

Corrs Chambers Westgarth | Australia | 17 May 2016

Proposed new super pension rules - necessary reforms for Australia’s future

For too long complex rules about "retirement income streams" have hindered the development of innovative new products for Australian retirees. Much

Article

Corrs Chambers Westgarth | Australia | 4 Apr 2016

ASIC release guidance on marketplace lending

ASIC has issued an information sheet (INFO 213) to provide guidance on the regulatory requirements that apply to peer-to-peer lending programs that

Article

Corrs Chambers Westgarth | Australia | 31 Mar 2016

APRA releases further consultation package on Level 3 Group Framework

APRA has released for consultation clarification to the governance and risk management components of the framework for supervision of Level 3 groups

Article

Corrs Chambers Westgarth | Australia | 31 Mar 2016

Financial services providers beware: Results from ASIC’s latest enforcement report

ASIC’s enforcement activity is detailed in ASIC Report 476: ASIC enforcement outcomes: July to December 2015 which provides useful intelligence on

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