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Article

Osler Hoskin & Harcourt LLP | Canada | 1 Feb 2019

OSC seeks to reduce regulatory burden in step with Ontario Red Tape Initiative

The Ontario Securities Commission (“OSC”) announced on January 14, 2019 that its Burden Reduction Task Force (“Task Force”), in coordination with the

Article

Osler Hoskin & Harcourt LLP | USA, Australia, Canada, etc. | 12 Oct 2017

Regulators worldwide increasingly scrutinizing initial coin offerings

Recent announcements and other actions by financial regulators around the world signal growing regulatory concern over the rapid growth of initial

Article

Osler Hoskin & Harcourt LLP | Canada | 21 Sep 2017

Open banking and cyber risk - balancing customer interests

In August, the Canadian government published a consultation paper as part of its ongoing review of Canada's financial sector. The consultation paper

Article

Osler Hoskin & Harcourt LLP | Canada | 23 Mar 2017

Canada’s 2017 Budget - Regulatory implications for Canada’s financial sector

Canada's Finance Minister Bill Morneau delivered the government's 2017 federal budget on March 22, 2017. For financial institutions doing business in

Article

Osler Hoskin & Harcourt LLP | OECD, Canada | 3 Dec 2015

Expert panel recommends creation of new, centralized financial services regulator

As discussed previously, the Ontario government recently undertook a review of financial services regulation in the province. On November 4, 2015, an

Article

Osler Hoskin & Harcourt LLP | Global | 10 Nov 2015

Trans-Pacific Partnership: key takeaways from the legal text

On November 5, 2015, a month after 12 Pacific Rim countries representing 40 of the global economy concluded their negotiations on the Trans-Pacific

Article

Osler Hoskin & Harcourt LLP | Canada | 8 Oct 2015

Ontario government reviews financial services regulation

Changes may be on the horizon as the government of Ontario engages in a comprehensive review of the regulation of financial services. These

Article

Osler Hoskin & Harcourt LLP | USA, Canada | 21 Aug 2015

BNY Mellon fined $15 million by SEC in financial industry anti-corruption sweep

Bank of New York Mellon (BNY Mellon) has agreed to pay a fine to the U.S. Securities and Exchange Commission (SEC) in the amount of US$14.8 million

Article

Osler Hoskin & Harcourt LLP | USA, Canada | 28 Nov 2014

The U.S. follows Canada’s lead: financial regulatory framework OCC finalizes guidelines for large banks regarding heightened standards for risk management and governance

On September 2, 2014, the U.S. Department of Treasury, Office of the Comptroller of the Currency (“OCC”) released final Guidelines (the “Guidelines”)

Article

Osler Hoskin & Harcourt LLP | USA | 21 Jul 2010

Financial services reform adopted in United States: sweeping new rules will affect all U.S. public companies

Earlier today President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act), which in various iterations has been the subject of intense debate on Capitol Hill for much of the past year.

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