Legislation passed by the U.S. House of Representatives threatens to shake up the Securities and Exchange Commission’s enforcement program in a
The New York Department of Financial Services (“DFS”) recently released the much-anticipated final version of its “first-in-nation” cybersecurity
On February 3, 2017, President Trump signed two executive actions intended to provide a framework for scaling back the Dodd-Frank Act (“Dodd-Frank
A number of key trends and priorities in international anti-corruption enforcement emerged last week at the 33rd ACI International Conference on the
On May 5, 2016, the Consumer Financial Protection Bureau ("CFPB") issued a proposed rule to prohibit providers of certain consumer financial products
On December 18, 2014, the Financial Crimes Enforcement Network ("FinCEN") assessed a $1 million civil monetary penalty against Thomas E. Haider
The European Commission's December 2010 consultation paper on wholesale revisions to MiFID has focused on commodities derivatives as an area for regulatory intervention and oversite.
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") was signed into law on July 21, 2010.
On Friday, October 1, 2010, the federal "Financial Stability Oversight Council" ("FSOC" or "Council") convened for the first time.
The Securities and Exchange Commission has recently published a timetable setting forth a schedule for the release of reports, rule proposals and adoption of final rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act").