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49 results found

Article

Cadwalader Wickersham & Taft LLP | USA | 12 Jun 2017

Financial CHOICE Act Would Complicate the Choices in Bringing and Defending Against SEC Cases

Legislation passed by the U.S. House of Representatives threatens to shake up the Securities and Exchange Commission’s enforcement program in a

Article

Cadwalader Wickersham & Taft LLP | USA | 28 Feb 2017

New York State Releases Final “First-In-Nation” Cybersecurity Rules

The New York Department of Financial Services (“DFS”) recently released the much-anticipated final version of its “first-in-nation” cybersecurity

Article

Cadwalader Wickersham & Taft LLP | USA | 6 Feb 2017

The Trump Administration: President Trump Issues Executive Actions on Dodd-Frank and the DOL “Fiduciary” Rule

On February 3, 2017, President Trump signed two executive actions intended to provide a framework for scaling back the Dodd-Frank Act (“Dodd-Frank

Article

Cadwalader Wickersham & Taft LLP | USA, United Kingdom | 7 Dec 2016

US and UK Regulators Speak Out on Anti-Corruption Enforcement Trends and Priorities

A number of key trends and priorities in international anti-corruption enforcement emerged last week at the 33rd ACI International Conference on the

Article

Cadwalader Wickersham & Taft LLP | USA | 10 May 2016

CFPB Targets Mandatory Arbitration Clauses to Protect Consumer Class Actions

On May 5, 2016, the Consumer Financial Protection Bureau ("CFPB") issued a proposed rule to prohibit providers of certain consumer financial products

Article

Cadwalader Wickersham & Taft LLP | USA | 22 Dec 2014

FinCEN assesses $1 million penalty and seeks to bar former MoneyGram executive from financial industry

On December 18, 2014, the Financial Crimes Enforcement Network ("FinCEN") assessed a $1 million civil monetary penalty against Thomas E. Haider

Article

Cadwalader Wickersham & Taft LLP | European Union | 12 Apr 2011

The MiFID review and what it means for commodities

The European Commission's December 2010 consultation paper on wholesale revisions to MiFID has focused on commodities derivatives as an area for regulatory intervention and oversite.

Article

Cadwalader Wickersham & Taft LLP | USA | 15 Oct 2010

Financial overhaul legislation how does it affect your company? An analysis of the corporate governance and executive compensation provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") was signed into law on July 21, 2010.

Article

Cadwalader Wickersham & Taft LLP | USA | 15 Oct 2010

An analysis of the Dodd-Frank Act's Volcker Rule

On Friday, October 1, 2010, the federal "Financial Stability Oversight Council" ("FSOC" or "Council") convened for the first time.

Article

Cadwalader Wickersham & Taft LLP | USA | 22 Sep 2010

SEC releases timetable for rulemaking and reporting for asset-backed securities under the Dodd-Frank Wall Street Reform and Consumer Protection Act

The Securities and Exchange Commission has recently published a timetable setting forth a schedule for the release of reports, rule proposals and adoption of final rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act").

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