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Clayton Utz | Australia | 4 Feb 2019

Financial Services Royal Commission Final Report Part 3: A new regulatory frontier - ASIC enforcement in a post-Royal Commission environment

The release of the Final Report of the Financial Services Royal Commission will herald a new era in regulatory enforcement of the financial services


Clayton Utz | Australia | 7 Dec 2017

New concerted practice laws can apply to IPO pricing - a lesson for Australia

IPO managers will need to consider the concerted practice laws when they consider how to sound out their clients to price the IPO. A recent decision


Clayton Utz | Australia, Canada, Hong Kong | 7 Dec 2017

ASIC extends focus on disruptive innovation - A move towards greater international co-operation

Australian Fintech businesses should be considering how to expand overseas, as should foreign Fintech businesses that wish to enter the Australian


Clayton Utz | Australia | 12 Oct 2017

Whistleblowing and collecting the cash

The proposed amendments to Australia's whistleblower regime will enhance the protection of whistleblowers in both the public and private sectors, and


Clayton Utz | Australia | 28 Sep 2017

Asia Region Funds Passport: initiatives to promote the competitiveness of the Australian funds sector

The Passport will enable a fund registered in its home jurisdiction to be "passported" to other participating countries. The Australian Government is


Clayton Utz | Australia | 22 Mar 2017

Crowd-sourced funding starts in six months - and here's how you get ready for it

Unlisted public companies will soon be able to use crowd-sourced funding (CSF), following the passage today of the Corporations Amendment


Clayton Utz | Australia | 14 Apr 2016

Regulating digital financial product advice consultation paper released

On Monday, 21 March 2016, ASIC released Consultation Paper 254 Regulating digital financial product advice that included a draft Regulatory Guide


Clayton Utz | Australia | 31 Mar 2016

ASIC issues cyber resilience assessment report

A new ASIC report places the overall responsibility for cyber resilience firmly on the board of directors. Australia’s major financial market


Clayton Utz | Australia | 18 Mar 2016

FoFA Bill takes effect tomorrow, so it's time to take advantage of the benefits

The Corporations Amendment (Financial Advice Measures) Bill (as amended by the Senate) today received Royal Assent, nearly two years after being


Clayton Utz | Australia | 20 Oct 2015

Major shakeup of Australia's financial services sector on the way

The Federal Government has accepted the vast majority of changes recommended by the Financial System Inquiry headed by David Murray, and set out a

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