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34 results found

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 2 Sep 2015

Deadline approaching for BEA survey of crossborder financial services, including management of private funds

As we previously reported, the U.S. Commerce Department's Bureau of Economic Analysis (BEA) has issued its five-year benchmark survey of financial

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 26 May 2015

BEA imposes new reporting requirement for cross-border financial services

The U.S. Commerce Department's Bureau of Economic Analysis ("BEA") oversees a key survey of U.S. financial services transactions between U.S

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 14 Apr 2015

U.S. DOL re-proposes ERISA fiduciary rule

Roughly four and a half years after its first attempt, the U.S. Department of Labor today again proposed to redefine the term "fiduciary" as it

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 21 Nov 2014

New York’s Department of Financial Services announces additional $315 million penalty against Bank of Tokyo-Mitsubishi UFJ, Ltd. for allegedly misleading regulators, continuing its focus on U.S. sanctions and international antimoney laundering enforcement

On November 18, 2014, New York's Department of Financial Services ("DFS") announced another major settlement with the Bank of Tokyo-Mitsubishi UFJ

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 16 Jul 2010

Dodd-Frank Wall Street Reform and Consumer Protection Act: impact on public companies

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") was approved by the House on June 30, 2010, and by the Senate on July 15, 2010.

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 28 Jul 2009

Obama Administration proposes legislation to reform the financial regulatory structure and establish systemic supervision of financial services

On July 22 and 23, 2009, the Administration proposed specific legislative language to put flesh on the bones of its previously announced financial services reform proposal.

Article

Fried Frank Harris Shriver & Jacobson LLP | United Kingdom | 24 Jul 2009

UK Conservative Party proposes the abolition of the FSA

On 20 July, the opposition Conservative Party, which is currently viewed as likely to win the next UK election (which must be held by next June), and so likely to form the next government, published its proposals to reform the structure of UK financial regulation.

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 23 Jun 2009

The Department of Treasury’s regulatory reform proposals: an analysis of the impact on private fund managers

On Tuesday, June 17, the Department of Treasury issued a white paper on financial regulatory reform titled, "A New Foundation: Rebuilding Financial Supervision and Regulation."

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 18 Jun 2009

Administration releases its plan for strengthening financial system stability and regulation

President Obama, on June 17, 2009, following in the footsteps of Treasury Departments going back a half century, announced his Administration’s plan to improve the effectiveness of the federal regulatory structure.

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 30 Mar 2009

Treasury proposes wide-ranging resolution authority over financial institution holding companies; proposes other significant regulatory changes

About a year ago, before the full onset of the current financial crisis, the Treasury Department issued a blueprint for a broad overhaul of financial services regulation.

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