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Article

DLA Piper | United Kingdom, European Union | 20 Dec 2018

Data Protection: What should financial services firms do in the event of a no-deal Brexit?

On 13 December 2018, the Department for Digital, Culture, Media and Sport (DCMS) published a Policy Statement clarifying how a ‘no-deal’ Brexit will

Article

DLA Piper | United Kingdom, European Union | 20 Dec 2018

European Commission “No Deal” Contingency Plan - Financial Services Implications

On 19 December, the European Commission began implementing its “no deal” Brexit Contingency Action Plan. This came in the context of the continued

Article

DLA Piper | Australia | 12 Dec 2018

ASIC focuses in on IDR processes

ASIC has released research exploring the customer experience of internal dispute resolution (IDR) procedures in the financial services sector

Article

DLA Piper | United Kingdom, European Union | 30 Nov 2018

Boardroom Brexit - The Political Declaration on the future relationship between the EU and UK: 10 things you need to know

The Political Declaration on the future relationship between the EU and UK ̶ ten things you need to know 1. Aspirations or commitments? The

Article

DLA Piper | USA | 20 Nov 2018

Bank Regulatory News and Trends

Speaking on November 9 at the Brookings Institution, Fed Vice Chairman for Supervision Randal Quarles discussed some of the changes the Fed has

Article

DLA Piper | Global | 20 Nov 2018

FSB welcomes IAIS proposed insurance systemic risk framework

Last week, the International Association of Insurance Supervisors (IAIS) published for consultation its proposed holistic framework for the assessment

Article

DLA Piper | European Union | 19 Nov 2018

EU Commission refers Slovenia and Spain to the Court of Justice for non-implementation of MiFID II

The Second Markets in Financial Instruments Directive 201465EU (MiFID II) was required to come into force across all EU Member States on 3 January

Article

DLA Piper | United Kingdom, European Union | 16 Nov 2018

Financial Services implications of Brexit withdrawal agreement

On 14 November 2018, the European Commission and the United Kingdom’s negotiators reached an agreement on the entirety of the Withdrawal Agreement of

Article

DLA Piper | United Kingdom, European Union | 12 Nov 2018

EEA Firms can notify under Temporary Permissions Regime from 7 January

On 7 November 2018, the PRA published a notice for EEA firms looking to make notifications under the temporary permission, followed by a similar

Article

DLA Piper | United Kingdom | 8 Nov 2018

FCA policy statement on SME access to the Financial Ombudsman Service

On 16 October 2018, the FCA published Policy Statement 1821 on the access of Small and Medium-sized Enterprises (SMEs) to the Financial Ombudsman

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