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Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 8 May 2018

Contemplating an ICO? It's All Fun and Excitement Until the SEC Comes to Call

Everybody's doing it.'' No one's getting hurt.'' You're ruining all the fun.'' Those retorts sound like the arguments a teen makes when her

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 5 Mar 2018

UK financial regulators respond to the rise of the robots

On 12 February 2018, the UK Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA) each published papers outlining their

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA, Global | 29 Nov 2017

US Department of the Treasury: A Financial System That Creates Economic Opportunities--Capital Markets

In October 2017, the US Department of the Treasury (Treasury) published a report titled "A Financial System That Creates Economic Opportunities"

Article

Wilmer Cutler Pickering Hale and Dorr LLP | United Kingdom | 17 Oct 2017

Culture and conduct through the lens of the UK’s Senior Managers and Certification Regime

Speaking on 20 September 2017, Jonathan DavidsonDirector of Supervision for Retail and Authorisations at the Financial Conduct Authority

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA, North Korea, China | 26 Sep 2017

Trump Administration Imposes Broad New Sanctions Against North Korea

Over the past several years, as North Korea has increased the capability of its nuclear and ballistic missile program, there has been a steady

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA, Global | 21 Jun 2017

Treasury Report Proposes Revamping Post-Crash Financial Regulation

On June 12, 2017, the U.S. Treasury Department released a 150-page report (the Report) that recommends revamping many of the rules for banks and other

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 19 Jun 2017

Implications of the Supreme Court's Kokesh Decision

Earlier this month, the Supreme Court ruled unanimously in Kokesh v. SEC that a claim for disgorgement arising from the violation of federal

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 20 Dec 2016

Whistleblowers to remain prominent fixtures in securities regulation

Program provides monetary awards to eligible individuals who provide the agency with information that leads to an SEC Enforcement action in which

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 2 Dec 2016

Change and Continuity in Securities Regulation

The election of Donald Trump as the next President and the continued Republican control of Congress raise questions as to what changes may be expected

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 9 May 2016

Fintech Regulation: Recent Developments And Innovations

The past few years have been boom times for financial technology (fintech), with investments in fintech companies rising from $1.8 billion in 2010 to

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