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Article

Kingsley Napley | United Kingdom, European Union | 24 Aug 2017

Brexit: Lords examine financial regulation and supervision

The House of Lords EU Financial Affairs sub-committee has launched an inquiry into the future of financial regulation and supervision following the

Article

Kingsley Napley | United Kingdom | 5 Jul 2017

FCA Annual Report 201617: conducting regulation with confidence

As far as end of term reports go the Financial Conduct Authority is pleased to give itself a pat on the back as it believes confidence in it as a

Article

Kingsley Napley | United Kingdom | 28 Oct 2015

Whistle-blowing in banks and insurers: FCA and PRA confirmation of their new rules

The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published policy statements setting out new rules on whistle-blowing

Article

Kingsley Napley | United Kingdom | 16 Oct 2015

Holding individuals to account in financial services - unexpected shift in burden of proof

The mission to improve accountability for individuals working in financial services is still in full swing as the Treasury introduced the Bank of

Article

Kingsley Napley | United Kingdom | 6 Oct 2015

New whistleblowing rules from FCA

As the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) publish new rules on whistleblowing today, Andreas White and

Article

Kingsley Napley | United Kingdom | 23 Jul 2015

Annual report for Financial Conduct Authority (FCA) - international cooperation, market abuse, convictions, senior managers regime, whistleblowing and a historic year for fines

As the Parliamentary recess loomed, government departments and agencies rushed to publish their annual reports and accounts. Alongside the Serious

Article

Kingsley Napley | United Kingdom | 2 Apr 2013

UK financial regulatory landscape: a quick guide to the new Financial Conduct Authority, Prudential Regulation Authority & Financial Policy Committee

On 1 April 2013, the FSA was replaced by two new regulatory bodies with the aim of promoting "outcomes-based regulation, intensive firm supervision

Article

Kingsley Napley | United Kingdom | 28 Jul 2010

Consultation on the implementation of financial regulation reforms announced

Financial Secretary to the Treasury, Mark Hoban MP, launched the Government's consultation on the implementation of reforms to financial regulation on 27 July 2010.

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