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Lexology PRO | European Union, United Kingdom | 17 Jan 2021
Brexit and the TCA: top tips and implications for businesses (financial services, tax and disputes)
The implications of the UK/EU Trade and Cooperation Agreement (TCA) and what this means for businesses.
Lexology PRO | Australia, Canada, European Union, etc. | 19 Oct 2020
Financial services: key global updates (COVID-19)
We take a look at key financial services updates and how the COVID-19 pandemic is shaping the future for businesses and regulators.
So & Sato Innovative Lawyers | Japan | 5 Aug 2020
PoS and Yield Farming
With 24 registered crypto asset exchanges, the Japanese market has become increasingly competitive over the last few years. Constrained by…
K2 Intelligence/Financial Integrity Network | USA | 31 Jul 2020
How Financial Compliance Departments Should Analyze the Changing Risks in a Post-COVID Environment
Financial institutions have long suffered from the twin problems of high transaction-monitoring alert volumes and incomplete or low-quality data. Even…
Paul Weiss | United Kingdom | 22 Jun 2020
UK FCA Imposes £37 Million Penalty on Commerzbank for AML Failures
On June 17, 2020, the Financial Conduct Authority (“FCA”) announced that it had imposed a financial penalty of £37,805,400 against the London…
K2 Intelligence/Financial Integrity Network | Global, USA | 18 Jun 2020
Six Strategies for Effective AML Compliance That Avoids Regulatory Scrutiny
Six steps can take institutions beyond merely good. What makes for a great anti-money laundering compliance program? This is not a pie-in-the-sky idea…
K2 Intelligence/Financial Integrity Network | Global | 9 Jun 2020
From Sovereigns to Kleptocrats: The Challenges in Tracing Recoverable Assets
Whether enforcing a judgment or an arbitration award, pursuing commercial debt, or recovering expatriated stolen assets, asset recovery requires time…
K2 Intelligence/Financial Integrity Network | USA | 9 Jun 2020
Banking Pot: Three Elements of a Robust Compliance Program under the Proposed HEROES Act
Will a side effect of the COVID-19 pandemic be banking for the cannabis industry? The U.S. House of Representatives recently passed a new coronavirus…
K2 Intelligence/Financial Integrity Network | European Union, South Korea, USA | 4 Jun 2020
Growing Regulatory Convergence Offers Opportunities for Compliant VASPs
The growing rigor of virtual asset service provider (VASP) regulation and supervision globally has strengthened the compliance focus of leading VASPs…
Taylor Wessing | United Kingdom | 29 May 2020
COVID-19: how the UK financial regulators are responding
The UK financial services regulators (the Financial Conduct Authority (FCA), the Payment Systems Regulator (PSR), the Bank of England (BoE) and the…
