CMS Legal | Global | 18 Mar 2024
The FCA’s new Consumer Duty comes into force in July 2023 for new and existing products and services that are open for sale or renewal...
RQC Group | European Union, United Kingdom, USA | 5 Mar 2024
Welcome to the February edition of our monthly newsletter. In the U.S., after a relatively calm January, marked by the implementation of the Corporate…
Kingsley Napley | United Kingdom | 12 Feb 2024
First introduced for banks and insurers in March 2017, regulatory references are now a requirement for all firms regulated by the Financial Conduct…
RQC Group | United Kingdom, USA | 12 Feb 2024
In this edition, Lendable’s Chris Wehbé writes about the drive to standardise impact terminology, which is creating a more homogeneous data…
Sidley Austin LLP | European Union, United Kingdom | 6 Feb 2024
On 30 January 2024, the FCA published the 76th edition of Market Watch, its newsletter on market conduct and transaction reporting issues.
RQC Group | European Union, United Kingdom, USA | 6 Feb 2024
Welcome to the first edition of our monthly newsletter. This follows our decision to change the frequency of our newsletter from quarterly to monthly…
Herbert Smith Freehills LLP | United Kingdom | 2 Feb 2024
As the Bank of England finalises its new Approach to Enforcement, we have taken a closer look at the implications for PRA enforcement cases and the…
Herbert Smith Freehills LLP | European Union, United Kingdom | 1 Feb 2024
It's that time of year again when we share with you our Insurance & Professional Risks Annual Review. Our Review looks back over the last 12 months…
Dentons | United Kingdom | 1 Feb 2024
The Central Bank of Ireland (CBI) has introduced the Senior Executive Accountability Regime (SEAR), which from 1 July 2024 will apply to senior…
Herbert Smith Freehills LLP | Global, United Kingdom | 30 Jan 2024
Senior accountability regimes were a flagship of post Global Financial Crisis regulatory change in many key jurisdictions. Where these regimes have…