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295 results found


Dykema Gossett PLLC | USA | 5 Sep 2018

Deadline Looms for Pending Cases in Front of Administrative Law Judges, per SEC Orders

On June 21, 2018, the Supreme Court issued its opinion in the matter of Lucia v. SEC, 585 U.S. ___ (2018), which held that administrative law judges


Barnes & Thornburg LLP | USA | 13 Jul 2018

Well, That Didn’t Take Long - and With No Fanfare, Decades of Administrative Law Are Upended

Perhaps the administration had this one in the can already. On Tuesday, less than three weeks after the U.S. Supreme Court decided Lucia, President


Thompson Hine LLP | USA | 2 Jul 2018

SEC Suspends Pending Administrative Proceedings in Wake of Lucia Decision

In a 7-2 decision, the U.S. Supreme Court recently ruled that administrative law judges (ALJs) of the Securities and Exchange Commission (SEC) are


Ogletree Deakins | USA | 21 Jun 2018

Supreme Court Holds SEC ALJs Must Be Appointed by Agency Heads

On June 21, 2018, the Supreme Court of the United States held in Lucia v. Securities and Exchange Commission that the former practice of the


Jones Day | USA | 2 Jun 2018

U.S. Supreme Court Holds SEC's Staff Appointments for Administrative Law Judge Unconstitutional

In Lucia v. SEC, the U.S. Supreme Court made things messy for the Securities and Exchange Commission ("SEC") by vindicating constitutional concerns


Baker Botts LLP | USA | 23 Jan 2018

Supreme Court to Decide Whether Sec ALJs Are Inferior Officers Subject to the Requirements of the Appointments Clause

With the Securities and Exchange Commission (“SEC” or the “Commission”) favoring enforcement action through its own administrative proceedings rather


Squire Patton Boggs | USA, European Union | 9 Oct 2017

Federal Circuit Rejects Requirement That Patent Owners Have the Burden to Prove the Patentability of Amended Claims Proffered During Inter Partes Review Proceedings

The Federal Circuit has issued its long-awaited ruling in Aqua Products, Inc. v. Matal, No. 2015-1177, with the majority of the en banc court agreeing


Seyfarth Shaw LLP | USA | 15 Aug 2016

Tenth Circuit Orders Truck Driver Who Abandoned Trailer on Interstate Highway to be Reinstated with Backpay

The Tenth Circuit held that a trucking company unlawfully retaliated against a truck driver after he abandoned a trailer on a public highway, finding


Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 3 Apr 2014

Just how binding are SEC statements in an adopting release?

Two years ago, I coined the term ""ARR Ratio". The ARR Ratio (Adopting Release to Rule Ratio) is calculated by dividing the total number of words in


Braumiller Law Group | USA | 10 Feb 2014

Challenging DDTC and BIS: the Administrative Procedure Act

We are well aware of the frustration many exporters face when managing the challenges created by export control regulations. These regulations are

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