674 results found
Jones Day | USA | 9 Aug 2022
SEC Adopts Mandatory Electronic Filing for Form 144
The Securities and Exchange Commission ("SEC") adopted amendments that will mandate the electronic submission of certain documents, including Form 144…
Sidley Austin LLP | USA | 25 Jul 2022
SEC Adopts Rules Requiring Electronic Filing for Form 13F Confidential Treatment Requests
On June 23, 2022, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 13f-1 under the Securities Exchange Act of 1934…
Hogan Lovells | USA | 24 Jun 2022
SEC rule amendments to require electronic submission of Form 144 filings and “glossy” annual reports
The SEC recently adopted rule amendments that will require registrants and other persons to file or otherwise submit electronically via EDGAR a…
Skadden Arps Slate Meagher & Flom LLP | USA | 22 Jun 2022
SEC Modernizes Electronic Filing Requirements
On June 3, 2022, the U.S. Securities and Exchange Commission (SEC) adopted amendments to modernize how certain information is filed or submitted to…
Sidley Austin LLP | USA | 14 Jun 2022
SEC to Require Electronic Filing of Forms 144 via EDGAR
The U.S. Securities and Exchange Commission (SEC) has adopted its 2021 proposed amendment to require Form 144 be filed electronically via its EDGAR…
Nelson Mullins Riley & Scarborough LLP | USA | 10 Jun 2022
SEC Mandates Electronic Filing of More Forms - Including “Glossy” Annual Reports
The SEC announced on June 3, 2022 the adoption of amendments to: Require electronic submission of certain forms that have previously been permitted to…
Thompson Hine LLP | USA | 12 Oct 2021
Securities Quarterly Update
Welcome to the fall edition of Securities Quarterly Update, a publication that provides updates and guidance on securities regulatory and compliance…
Buckley LLP | USA | 25 Aug 2021
SEC enhances public access to EDGAR financial disclosure data
On August 19, the SEC announced enhancements to provide public access to publicly traded companies’ EDGAR financial statements and other disclosures…
Skadden Arps Slate Meagher & Flom LLP | USA | 26 Mar 2021
Annual Meeting Filing and Disclosure Requirements
When finalizing proxy materials for annual shareholder meetings, companies should consider the following Securities and Exchange Commission (SEC)…
Skadden Arps Slate Meagher & Flom LLP | USA | 7 Jan 2021
SEC Proposes Amendments to Rule 144 and Form 144
On December 22, 2020, the U.S. Securities and Exchange Commission (SEC) proposed to amend Rule 144 to revise the holding period determination for…
