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660 results found

Article

Skadden Arps Slate Meagher & Flom LLP | USA | 26 Mar 2021

Annual Meeting Filing and Disclosure Requirements

When finalizing proxy materials for annual shareholder meetings, companies should consider the following Securities and Exchange Commission (SEC)…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 7 Jan 2021

SEC Proposes Amendments to Rule 144 and Form 144

On December 22, 2020, the U.S. Securities and Exchange Commission (SEC) proposed to amend Rule 144 to revise the holding period determination for…
Article

McGuireWoods LLP | USA | 28 Dec 2020

SEC Permits Use of Electronic Signatures in EDGAR Filings

On Nov. 17, 2020, the U.S. Securities and Exchange Commission (SEC) announced the adoption of final rules amending Rule 302 of Regulation S-T to…
Article

Cooley LLP | USA | 15 Dec 2020

Christmas eve, Thursday, December 24, 2020, and Christmas day, Friday, December 25, 2020.

The SEC has announced that, just like last year, the SEC’s EDGAR system will be closed on both Christmas Eve, Thursday, December 24, 2020, and…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 20 Nov 2020

SEC Adopts Rules to Allow Use of Electronic Signatures

On November 17, 2020, the Securities and Exchange Commission (SEC) adopted amendments to Rule 302(b) of Regulation S-T (Rule 302(b)), which permits…
Article

Bradley Arant Boult Cummings LLP | USA | 14 Sep 2020

Now There’s Something You Don’t See Every Day: A Subcontractor Intervening in a Bid Protest

Fans of the classic 1960s cartoon series Rocky and Bullwinkle may recall two minor characters, Chauncey and EDGAR, who commented on the action by…
Article

Bass, Berry & Sims PLC | USA | 11 Sep 2020

Recent SEC Comment Letters of Interest Regarding COVID-19 Adjustments, SAB 99 and South Korea

Subscribers to our blog know that we monitor EDGAR for new SEC comment letters and enjoy bringing attention to the more interesting ones. In today’s…
Article

Thompson Hine LLP | USA | 7 Jul 2020

Securities Quarterly Update

Welcome to the summer issue of Securities Quarterly Update, a publication that provides updates and guidance on securities regulatory and compliance…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 21 Apr 2020

SEC Adopts Securities Offering Reforms for Business Development Companies and Registered Closed-End Investment Companies

On April 8, 2020, the Securities and Exchange Commission (SEC) voted to adopt a series of rule and form amendments that are intended to modernize the…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 7 Apr 2020

Delaware Governor Issues Order Regarding Notice of Change to Virtual Stockholders’ Meeting for Public Companies Due to COVID-19

On April 6, 2020, the governor of Delaware, John Carney, issued an executive order addressing the notice requirement for public companies that switch…
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