Clear all

Refine your search

Content type
Tags
Firm name
Author
Jurisdiction
Language

674 results found

Article
Ask Lexy

Jones Day | USA | 9 Aug 2022

SEC Adopts Mandatory Electronic Filing for Form 144

The Securities and Exchange Commission ("SEC") adopted amendments that will mandate the electronic submission of certain documents, including Form 144…
Article
Ask Lexy

Sidley Austin LLP | USA | 25 Jul 2022

SEC Adopts Rules Requiring Electronic Filing for Form 13F Confidential Treatment Requests

On June 23, 2022, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 13f-1 under the Securities Exchange Act of 1934…
Article
Ask Lexy

Hogan Lovells | USA | 24 Jun 2022

SEC rule amendments to require electronic submission of Form 144 filings and “glossy” annual reports

The SEC recently adopted rule amendments that will require registrants and other persons to file or otherwise submit electronically via EDGAR a…
Article
Ask Lexy

Skadden Arps Slate Meagher & Flom LLP | USA | 22 Jun 2022

SEC Modernizes Electronic Filing Requirements

On June 3, 2022, the U.S. Securities and Exchange Commission (SEC) adopted amendments to modernize how certain information is filed or submitted to…
Article
Ask Lexy

Sidley Austin LLP | USA | 14 Jun 2022

SEC to Require Electronic Filing of Forms 144 via EDGAR

The U.S. Securities and Exchange Commission (SEC) has adopted its 2021 proposed amendment to require Form 144 be filed electronically via its EDGAR…
Article
Ask Lexy

Nelson Mullins Riley & Scarborough LLP | USA | 10 Jun 2022

SEC Mandates Electronic Filing of More Forms - Including “Glossy” Annual Reports

The SEC announced on June 3, 2022 the adoption of amendments to: Require electronic submission of certain forms that have previously been permitted to…
Article
Ask Lexy

Thompson Hine LLP | USA | 12 Oct 2021

Securities Quarterly Update

Welcome to the fall edition of Securities Quarterly Update, a publication that provides updates and guidance on securities regulatory and compliance…
Article
Ask Lexy

Buckley LLP | USA | 25 Aug 2021

SEC enhances public access to EDGAR financial disclosure data

On August 19, the SEC announced enhancements to provide public access to publicly traded companies’ EDGAR financial statements and other disclosures…
Article
Ask Lexy

Skadden Arps Slate Meagher & Flom LLP | USA | 26 Mar 2021

Annual Meeting Filing and Disclosure Requirements

When finalizing proxy materials for annual shareholder meetings, companies should consider the following Securities and Exchange Commission (SEC)…
Article
Ask Lexy

Skadden Arps Slate Meagher & Flom LLP | USA | 7 Jan 2021

SEC Proposes Amendments to Rule 144 and Form 144

On December 22, 2020, the U.S. Securities and Exchange Commission (SEC) proposed to amend Rule 144 to revise the holding period determination for…
Previous page 1 2 3 ...