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Results: 1-10 of 913

MiFID IIMiFIR Q&A Updates Concerning Best Execution and Client Categorization
  • Katten Muchin Rosenman LLP
  • USA
  • June 1 2018

On May 25, the European Securities and Markets Authority (ESMA) updated its questions and answers on the revised Markets in Financial Instruments


FCA Transaction Reporting Instrument Reference Data Errors and Omissions Form Now Available
  • Katten Muchin Rosenman LLP
  • USA
  • January 19 2018

On January 11, the UK Financial Conduct Authority (FCA) updated its webpage on instrument reference data to make available a new instrument reference


ESMA Provides Update on MiFID II Registers
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2017

On December 8, the European Securities and Markets Authority (ESMA) published a press release confirming that it will provide updated registers in


Regulation Round Up - December 2017
  • Proskauer Rose LLP
  • United Kingdom
  • December 9 2017

The Financial Conduct Authority (FCA) published its 19th quarterly consultation paper (CP1739). The proposed changes to the FCA Rules include changes


ESMA Publishes Transitional Transparency Calculations for Equity and Bond Instruments
  • Katten Muchin Rosenman LLP
  • USA
  • December 8 2017

On December 7, the European Securities and Markets Authority (ESMA) published transitional transparency calculations (TTC) for equity and bond


ESMA Publishes Updated MiFID II Q&As
  • Katten Muchin Rosenman LLP
  • USA
  • November 17 2017

On November 14-15, the European Securities and Markets Authority (ESMA) updated several question and answer documents (Q&As) relating to the revised


Update on MiFID II ESMA Opinions for Pre-Trade Transparency Waivers and Position Limits
  • Katten Muchin Rosenman LLP
  • USA
  • September 29 2017

On September 28, the European Securities and Markets Authority (ESMA) issued a press release (Press Release) that it and the national competent


Toughening regulatory environment for retail CFD business
  • CMS Cameron McKenna Nabarro Olswang LLP
  • United Kingdom
  • July 28 2017

On 29 June 2017, the European Securities and Markets Authority (ESMA) announced that it is considering using its forthcoming temporary product


ESMA Consults on Guidelines on MiFID II Suitability Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • July 14 2017

On July 13, the European Securities and Markets Authority (ESMA) published a consultation paper (CP) on aspects of the suitability requirements under


ESMA Publishes Opinion on Determining Third-Country Trading Venues
  • Katten Muchin Rosenman LLP
  • USA
  • June 2 2017

On May 31, the European Securities and Markets Authority (ESMA) published an opinion (Opinion) regarding whether third-country trading venues are