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PCAOB Rules to Require Reporting of Critical Audit Matters and Enhanced Details in Public Company Audit Reports
  • Cadwalader Wickersham & Taft LLP
  • USA
  • November 3 2017

Auditors of public companies will be required to move beyond a simple “pass or fail” opinion and include significant new information in audit reports

Sec Approves New Audit Reporting Standard Requiring Auditors to Disclose More Detailed Information Learned During the Audit
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • November 2 2017

On October 23, 2017, the Securities and Exchange Commission approved the Public Company Accounting Oversight Board’s (“PCAOB”) proposal to adopt a new

Financial Services Update, Vol. 12, No. 41
  • Winston & Strawn LLP
  • USA
  • October 30 2017

Last week, the Securities and Exchange Commission (“SEC”) approved a proposal submitted by the Public Company Accounting Oversight Board (“PCAOB”

SEC Approves New PCAOB Standard on Enhanced Audit Reports
  • Morgan Lewis & Bockius LLP
  • USA
  • October 26 2017

The Securities and Exchange Commission (SEC) approved a new Public Company Accounting Oversight Board (PCAOB) auditing standard on October 23 that

New SEC Guidance With Respect to Non-GAAP Financial Measures in Business Combination Transactions
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • October 18 2017

On Oct. 17, 2017, the Division of Corporation Finance of the Securities and Exchange Commission (SEC ) released updated Compliance and Disclosure

SEC Continues Aggressive Oversight of Separation and Confidentiality Agreements
  • Epstein Becker Green
  • USA
  • March 30 2017

Last August, we reported on two significant cease-and-desist orders issued by the SEC that, for the first time, found certain language in the

FINRA Requests Comment on Proposed Amendments to Rules Governing Communications with the Public
  • K&L Gates
  • USA
  • March 9 2017

On February 10, 2017, the Financial Industry Regulatory Authority, Inc. (“FINRA”) requested comments on proposed amendments to Rule 2210

SEC Whistleblower Program May Be Facing Congressional Cutback
  • Foley & Lardner LLP
  • USA, Ireland
  • February 24 2017

According to a memo circulating amongst Republican-party leaders as of February 13th, Republicans in the House of Representatives are planning to

SEC Whistleblower Protection: Recent Cautionary Tales and New Best Practices
  • Katten Muchin Rosenman LLP
  • USA
  • February 23 2017

Although 2017 has barely begun, the Securities and Exchange Commission (SEC) has continued to aggressively pursue enforcement actions against

Pennsylvania Treasurer Prohibition on Third Party Placement Agents
  • K&L Gates
  • USA
  • February 8 2017

The Treasurer of the Commonwealth of Pennsylvania has prohibited investment managers from using third-party placement agents for funds managed on