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CFPB Issues Implementation Guidance for Mortgage Servicing Rule Amendments
  • Bradley Arant Boult Cummings LLP
  • USA
  • March 29 2018

On March 29, 2018, the Consumer Financial Protection Bureau (CFPB) released two important implementation tools that may help mortgage servicers ensure

DOL Fiduciary RuleRecommended Action for Private Fund Managers
  • Pillsbury
  • USA
  • June 13 2017

On June 9, 2017, the Department of Labor (DOL) regulation updating the definition of “fiduciary” for purposes of ERISA became effective, along with a

FINRA Requests Comment on Proposed Amendments to Rules Governing Communications with the Public
  • K&L Gates
  • USA
  • March 9 2017

On February 10, 2017, the Financial Industry Regulatory Authority, Inc. (“FINRA”) requested comments on proposed amendments to Rule 2210

Money talks: NY DOL adopts regulations on employee discussion of wages
  • Seyfarth Shaw LLP
  • USA
  • February 23 2017

New regulations from the NY Department of Labor clarify employers’ ability to limit employees’ discussion of wages.

SEC Whistleblower Update: New Enforcement Actions for ‘Chilling’ Language in Severance Agreements
  • Schulte Roth & Zabel LLP
  • USA
  • December 22 2016

The Securities and Exchange Commission (“SEC”) continues to actively enforce Rule 21F-17 under the Securities Exchange Act of 1934, which provides

De-identificationre-identification - what’s all the fuss about?
  • Maddocks
  • USA, Australia
  • November 8 2016

Recently, Attorney-General George Brandis announced that he intends to introduce to Parliament amendments to the Privacy Act 1988 (Cth) that would

Patent-Agent Privilege and the USPTO’s Proposed New Rule
  • Mintz
  • USA
  • November 1 2016

Several recent court decisions have shed light on the patent agent privilege, and now the U.S. Patent and Trademark Office (USPTO) is seeking to

NSW Government agencies need to get ready for compulsory land acquisition reforms
  • Clayton Utz
  • Australia
  • October 19 2016

NSW Government agencies will need to review and change their compulsory land acquisition processes and get ready for longer time-frames with the

FINRA Revises its Proposed Amendments to Rule 2210
  • Morrison & Foerster LLP
  • USA
  • October 6 2016

In our recent Client Alert, we wrote about the Financial Industry Regulatory Authority, Inc.'s proposed changes to Rule 2210, Communications with the

New ADV Rule
  • Greenberg Traurig LLP
  • USA
  • August 25 2016

Today, the SEC announced the adoption of amendments to several rules under the Investment Advisers Act of 1940 and to Form ADV, the investment