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Results:1-10 of 12

FSA issues letter to warn against boiler room fraud
  • Herbert Smith Freehills LLP
  • United Kingdom
  • June 3 2010

The FSA has sent a letter to approximately 38,000 individuals across the UK to warn them that they could be the target of boiler room share fraud.


FSA bans trader for mis-marking
  • Herbert Smith Freehills LLP
  • United Kingdom
  • April 13 2010

The FSA has banned Alexis Stenfors, a former proprietary trader, from performing any regulated functions in relation to any regulated activity, on the grounds that he is not a fit and proper person.


FSA returns £270,000 to victims of share fraud
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The FSA has recovered approximately £270,000 as a result of action taken against companies involved in a share fraud.


FSA finalises new framework for financial penalty-setting
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The FSA has published a Policy Statement (PS104) entitled: "Enforcement financial penalties - feedback on CP0919".


Three people arrested in FSA insider dealing investigation
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

On 29 January 2010, three individuals were arrested in connection with an FSA investigation into suspected insider dealing.


FSA imposes record fine against individual for market abuse
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The FSA has fined Mehmet Sepil £967,005 for dealing in the shares of UK listed Heritage Oil Plc (Heritage) on the basis of inside information.


FSA and City of London Police launch Operation WARN
  • Herbert Smith Freehills LLP
  • United Kingdom
  • February 16 2010

The FSA and the City of London Police have launched 'Operation WARN' to prevent thousands of people from becoming victims of share fraud.


FSA commences criminal proceedings against former iSOFT directors
  • Herbert Smith Freehills LLP
  • United Kingdom
  • February 16 2010

The FSA has commenced criminal proceedings against four former directors, Patrick Cryne, Stephen Graham, Timothy Whiston and John Whelan of iSOFT Group Plc for the offence of conspiracy to make misleading statements, contrary to section 397 (1) (a) and (2) of the Financial Services and Markets Act 2000 and section 1 of the Criminal Law Act 1977.


FSA bans insurance brokers for concealing criminal record from FSA
  • Herbert Smith Freehills LLP
  • United Kingdom
  • January 6 2010

The FSA has banned Faraz Ahmed Siddique and Waqas Ahmed Siddique on the basis that they were not fit and proper persons in terms of honesty and integrity, and that therefore their approval to perform controlled functions at Aston Sterling Insurance should be withdrawn.


Uberoi sentencing hearing
  • Herbert Smith Freehills LLP
  • United Kingdom
  • January 6 2010

Matthew Uberoi and his father, Neel Uberoi, were sentenced to 12 and 24 months' imprisonment respectively, for insider dealing on 10 December 2009.