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Results:1-10 of 15

Attention compliance officers: SEC, CFTC and FINRA issue best practice statement for business continuity and disaster recovery planning
  • Reed Smith LLP
  • USA
  • August 16 2013

On August 16th, the SEC, CFTC and FINRA issued a statement regarding best practices with respect to business continuity planning. The statement


At least one big fish enters the murky regulatory waters of social media
  • Reed Smith LLP
  • USA
  • June 6 2011

On May 25, 2011, Morgan Stanley Smith Barney announced that it is launching a staged rollout of a program that would allow its financial advisors (FAs) to interact with clients and others on social media websites Twitter and LinkedIn through pre-approved public updates and private LinkedIn emails, invitations, and introductions.


NY court protects litigation communications between bank counsel and syndicate member
  • Reed Smith LLP
  • USA
  • October 15 2009

An important ruling by the federal district court in New York expands on the protection provided to the communications of a bank's attorneys with syndicate members in the context of analyzing litigation strategies.


Mark H. Francis
  • Reed Smith LLP

Robert K. Morris
  • Reed Smith LLP


William M. Krogh
  • Reed Smith LLP

Adam Snukal
  • Reed Smith LLP


Sebastian J. Barling
  • Reed Smith LLP