Shearman & Sterling LLP | USA | 6 Jun 2023
On June 1, 2023, the United States Supreme Court held in a unanimous decision that, under Section 11 of the Securities Act of 1933 (the “Securities…
Fried Frank Harris Shriver & Jacobson LLP | USA | 6 Jun 2023
In Slack Technologies, LLC v. Pirani, 2023 WL 3742580 (June 1, 2023), a unanimous Supreme Court held that in order to state a viable claim under…
Shearman & Sterling LLP | USA | 1 Jun 2023
On May 15, 2023, the Appellate Division of the Superior Court of New Jersey unanimously affirmed the dismissal with prejudice of a putative…
Mayer Brown | USA | 1 Jun 2023
Today, the Supreme Court held in a unanimous decision that a shareholder suing a company under Section 11(a) of the Securities Act of 1933 over…
SEC Actions | USA | 18 May 2023
Regulation A created a limited exemption from the Registration Requirements of Section 5, Securities Act for those who comply with the dictates of…
Sidley Austin LLP | USA | 18 May 2023
On May 9, 2023, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 23-08 (Notice) to remind broker-dealer of their…
Shearman & Sterling LLP | USA | 9 May 2023
On April 17, 2023, the United States Supreme Court heard oral argument in a case addressing whether “tracing” a share to specific registration…
Kurtin PLLC | USA | 2 May 2023
According to Bloomberg, in 2000, during the “dot-com” bubble, the average time between a company’s formation and going public in an Initial Public…
Kurtin PLLC | USA | 24 Apr 2023
Some of the private placement/exempt from public registration methods to raise capital in the U.S. securities market r…
Shearman & Sterling LLP | USA | 18 Apr 2023
Yesterday the United States Supreme Court heard oral argument in a case raising questions of when investors have standing to sue under Sections 11…