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Lexology PRO | Australia, Canada, China, etc. | 29 Apr 2021
SPACs: Key steps to managing risk
How companies should manage litigation and liability risks when dealing with special purpose acquisition companies (SPACs) in key jurisdictions around the globe.
Silk Legal | Thailand | 8 Mar 2021
Will the confusion finally end? Thailand’s SEC opts to transfer supervision of ICOs to Securities Act
Thailand’s Securities and Exchange Commission (SEC) is moving towards revising the regulatory regime surrounding ICOs so that they fall under the…
Shearman & Sterling LLP | USA | 24 Feb 2021
US district court for southern district of NY confirms leveraged loans are not securities
Federal and state securities laws generally apply only to instruments that fall under the definition of “security” within the meaning of Federal…
Hogan Lovells | USA | 15 Feb 2021
In re Uber Technologies, Inc. Securities Litigation, No. GCG-19-579544 (Cal. Super. Ct., Nov. 16, 2020) - 2020 Q4 Decisions Update
Hogan Lovells Publications | Quarterly Corporate and M&A Decisions Update | February 2021 2020 Q4 Decisions Update In re Uber Technologies, Inc…
Singleton Urquhart Reynolds Vogel LLP | Canada | 1 Feb 2021
After the GameStop Short Squeeze, What Does Market Manipulation Mean in Canada?
Last week was an unusual week for retail investors. Instead of seeing large investment firms dominating the markets as usual…
Proskauer Rose LLP | USA | 26 Jan 2021
Second Circuit Reaffirms that Federal Securities Laws Do Not Apply to Predominantly Foreign Transactions
The U.S. Court of Appeals for the Second Circuit reaffirmed yesterday that the federal securities laws do not apply to “predominantly foreign”…
Ropes & Gray LLP | USA | 21 Dec 2020
The DOL Releases Final Investment Advice Prohibited Transaction Exemption
On December 18, 2020, the U.S. Department of Labor (DOL or Department) published its final prohibited transaction exemption addressing investment…
Shearman & Sterling LLP | USA | 15 Dec 2020
New York updates form D filing procedures
Regulation D under the U.S. Securities Act of 1933, as amended (the “1933 Act”), permits the sale of securities by issuers of those securities…
McGuireWoods LLP | USA | 20 Nov 2020
SEC Simplifies the Exempt Offering Framework
On Nov. 2, 2020, the U.S. Securities and Exchange Commission (SEC) adopted final rules to “simplify, harmonize, and improve” the current exempt…
Morrison & Foerster LLP | USA | 18 Nov 2020
U.S. SEC Adopts Amendments Harmonizing the Exempt Offering Framework
On November 2, 2020, the U.S. Securities and Exchange Commission (SEC) voted to amend its rules to harmonize, simplify, and improve the exempt…
