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Analysis PRO

Lexology PRO | Australia, Canada, China, etc. | 29 Apr 2021

SPACs: Key steps to managing risk

How companies should manage litigation and liability risks when dealing with special purpose acquisition companies (SPACs) in key jurisdictions around the globe.

Silk Legal | Thailand | 8 Mar 2021

Will the confusion finally end? Thailand’s SEC opts to transfer supervision of ICOs to Securities Act

Thailand’s Securities and Exchange Commission (SEC) is moving towards revising the regulatory regime surrounding ICOs so that they fall under the…

Shearman & Sterling LLP | USA | 24 Feb 2021

US district court for southern district of NY confirms leveraged loans are not securities

Federal and state securities laws generally apply only to instruments that fall under the definition of “security” within the meaning of Federal…

Hogan Lovells | USA | 15 Feb 2021

In re Uber Technologies, Inc. Securities Litigation, No. GCG-19-579544 (Cal. Super. Ct., Nov. 16, 2020) - 2020 Q4 Decisions Update

Hogan Lovells Publications | Quarterly Corporate and M&A Decisions Update | February 2021 2020 Q4 Decisions Update In re Uber Technologies, Inc…

Singleton Urquhart Reynolds Vogel LLP | Canada | 1 Feb 2021

After the GameStop Short Squeeze, What Does Market Manipulation Mean in Canada?

Last week was an unusual week for retail investors. Instead of seeing large investment firms dominating the markets as usual…

Proskauer Rose LLP | USA | 26 Jan 2021

Second Circuit Reaffirms that Federal Securities Laws Do Not Apply to Predominantly Foreign Transactions

The U.S. Court of Appeals for the Second Circuit reaffirmed yesterday that the federal securities laws do not apply to “predominantly foreign”…

Ropes & Gray LLP | USA | 21 Dec 2020

The DOL Releases Final Investment Advice Prohibited Transaction Exemption

On December 18, 2020, the U.S. Department of Labor (DOL or Department) published its final prohibited transaction exemption addressing investment…

Shearman & Sterling LLP | USA | 15 Dec 2020

New York updates form D filing procedures

Regulation D under the U.S. Securities Act of 1933, as amended (the “1933 Act”), permits the sale of securities by issuers of those securities…

McGuireWoods LLP | USA | 20 Nov 2020

SEC Simplifies the Exempt Offering Framework

On Nov. 2, 2020, the U.S. Securities and Exchange Commission (SEC) adopted final rules to “simplify, harmonize, and improve” the current exempt…

Morrison & Foerster LLP | USA | 18 Nov 2020

U.S. SEC Adopts Amendments Harmonizing the Exempt Offering Framework

On November 2, 2020, the U.S. Securities and Exchange Commission (SEC) voted to amend its rules to harmonize, simplify, and improve the exempt…
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