Refine your search
412 results found
Lexology PRO | United Kingdom | 24 Oct 2023
How-to guide: Introduction to the UK financial services regulators (UK)
This guide will assist in-house counsel, private practice lawyers, risk and compliance teams and others understand who regulates the financial services sector in the UK and how they do it.The guide is an introduction to the key financial services regulators including the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA). Recent changes have started to reshape the......
Lexology PRO | Jersey, North Korea, Switzerland, etc. | 29 Aug 2023
Financial crime: key compliance updates (18 – 29 Aug)
The UK PSR consults on a reimbursement limit for APP fraud, the US FBI warns businesses to be vigilant to stolen bitcoin connected to North Korea, and FINMA issues guidance on ML risk analysis – plus other key updates.
TLT LLP | United Kingdom | 27 Apr 2023
SIPP & SSAS round-up - Spring edition 2023
With complaints about SIPPs and SSASs as high as ever, we summarise a selection of recent determinations from the Pensions Ombudsman (TPO) and the…
Squire Patton Boggs | United Kingdom | 21 Apr 2023
Financial Ombudsman Service compensation limit increased again - by more than 10%
The Financial Conduct Authority confirmed last month that the limit for compensation that can be awarded by the Financial Ombudsman Service (“FOS”)…
Lexology PRO | European Union, United Kingdom | 20 Apr 2023
Financial services: key UK & EU compliance updates (14 – 20 Apr)
UK regulators set priorities to secure the future of open banking, the EBA consults on guidelines for reporting historical data, and the UK FCA takes the lead in the Wider Implications Framework – plus other key updates.
Lexology PRO | European Union, Gibraltar, United Kingdom | 12 Apr 2023
The UK Consumer Duty: what businesses need to know
A look at the key changes that will be imposed under the UK Consumer Duty and the implications for financial services institutions, from tighter governance to tailored training.
Lexology PRO | European Union, Switzerland, United Kingdom | 23 Mar 2023
Financial services: key UK & EU compliance updates (17 – 23 Mar)
UK and European regulators approve UBS’ Credit Suisse buyout, the UK FCA sets targeted priorities for payment institutions, and the IAIS consults on climate risk supervision guidance – plus other key updates.
TLT LLP | United Kingdom | 28 Feb 2023
Buy-Now-Pay-Later: key points from the consultation on draft legislation
On 14 February 2023, the Government published a second consultation on the regulation of Buy-Now-Pay-Later (BNPL) agreements alongside draft…
Osborne Clarke | United Kingdom | 26 Oct 2022
Payments regulator pushes forward with UK consumer protection against fraud
The Payments Systems Regulator (PSR) is consulting on how to exercise its new mandate to protect customers from fraud. Under the Financial Services…
Hogan Lovells | United Kingdom | 2 Aug 2022
FCA final Consumer Duty rules and guidance published: time for firms to put the pedal to the metal
With the publication of the final rules there is now only a year to go before firms must comply with their Consumer Duty obligations. The FCA has…
