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SEC Offers Possible Path to Compliance for ICO Issuers
  • Paul Hastings LLP
  • USA
  • December 5 2018

On November 16, 2018, the Securities and Exchange Commission (“SEC”) announced settlements with two companies that had raised funds through initial


HHS OIG Reports Expected Investigative Recoveries of $2.91 Billion in FY 2018
  • Arent Fox LLP
  • USA
  • December 5 2018

In FY 2018, OIG reported investigative recoveries amounting to $2.91 billion, criminal actions against 764 individuals or entities that allegedly


SEC Proposes Summary Prospectus Rule for Variable Annuity and Variable Life Insurance Contracts
  • K&L Gates
  • USA
  • November 29 2018

In a significant step toward improving variable insurance product (“VIP”) disclosure, the U.S. Securities and Exchange Commission


Proposed FINRA Corporate Financing Rule Change
  • Mayer Brown
  • USA
  • November 12 2018

On October 30, 2018, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed a proposed rule change to amend FINRA Rule 5110 (Corporate


Finance and secured lending in Finland
  • Waselius & Wist
  • Finland, Global
  • November 12 2018

A structured guide to finance and secured lending in Finland


SEC Warns Corporations about BEC Attacks
  • Munger Tolles & Olson LLP
  • USA
  • November 5 2018

On Oct. 16, 2018, the SEC issued a type of report, known as a "21(a) Report," on Business Email Compromise ("BEC") attacks.i The report warrants


Economic Growth, Regulatory Relief, and Consumer Protection Act: Impacts on Investment Companies
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 1 2018

The Economic Growth, Regulatory Relief, and Consumer Protection Act (Consumer Protection Act), signed into law on May 24, 2018, includes certain


Bond Repurchases - an Issuer’s Guide to Questions to Ask and Points to Consider
  • White & Case LLP
  • USA
  • October 25 2018

In the current environment, issuers may start to consider whether, if their bonds are trading at a discount to par (or may be in the future), they


CSA Publishes Review of Disclosure of Reporting Issuers in the Cannabis Industry
  • McMillan LLP
  • Canada
  • October 18 2018

On October 10, 2018, the Canadian Securities Administrators (the "CSA") published CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the


CSA Publishes Review of Disclosure of Reporting Issuers in the Cannabis Industry
  • McMillan LLP
  • Canada
  • October 17 2018

On October 10, 2018, the Canadian Securities Administrators (the “CSA”) published CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the