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Investment Funds Have a January 30 Filing Deadline to Report Exempt Distributions
  • AUM Law
  • Canada
  • December 11 2017

In Canada, National Instrument 45-106 Prospectus Exemptions (NI 45-106) exempts certain distributions of securities from the prospectus

SEC Division of Corporation Finance Issues New C&DI on Safeguards for Electronic Delivery of Information under Rule 701
  • Katten Muchin Rosenman LLP
  • USA
  • December 1 2017

On November 6, the Division of Corporation Finance (Division) of the Securities and Exchange Commission issued Compliance and Disclosure

Doing Business in Canada
  • Borden Ladner Gervais LLP
  • USA, Canada, European Union, Global
  • November 30 2017

This guide provides a practical overview of Canada’s legal landscape to international Businesses looking to establish operations in Canada or

The SEC Announces Results of Enforcement Actions in Fiscal 2017
  • Vinson & Elkins LLP
  • USA
  • November 29 2017

On November 15, the Securities and Exchange Commission’s Enforcement Division issued its annual report highlighting its priorities for the upcoming

Celebrity ICO Endorsements: SEC, FTC, and CFTC Oversight
  • Reed Smith LLP
  • USA
  • November 27 2017

Floyd Mayweather, a world famous boxing champion, recently used his Twitter and Instagram accounts to help a company raise more

Canadian securities regulators seek comment on director and audit committee member independence
  • McCarthy Tétrault LLP
  • Canada
  • November 20 2017

On October 26, 2017, the Canadian Securities Administrators published for comment CSA Consultation Paper 52-404 - Approach to Director and Audit

M&A Update: SEC Issues Guidance on Issuers’ Ability to Exclude Shareholder Proposals under Rule 14a-8
  • Cadwalader Wickersham & Taft LLP
  • USA
  • November 20 2017

On November 1, 2017, the staff of the Division of Corporate Finance of the Securities and Exchange Commission published Staff Legal Bulletin No. 14I

TSX Releases Guidance With Respect to the Information Required by Issuers When Completing TSX Form 11 Notice of Private Placement
  • McCarthy Tétrault LLP
  • Canada
  • November 20 2017

On November 2, 2017, the Toronto Stock Exchange (TSX) released brief guidance (the Guidance) with respect to the information required by issuers when

Due diligence, information and disclosure in M&A transactions in Austria
  • bpv Hügel Rechtsanwälte GmbH
  • Austria, Global
  • November 16 2017

A structured guide to due diligence, information and disclosure in merger and acquisition transactions in Austria

Are Directors Independent? It Depends: CSA Revisiting Regime
  • Blake Cassels & Graydon LLP
  • Canada
  • November 15 2017

The Canadian Securities Administrators (CSA) have released CSA Consultation Paper 52-404 - Approach to Director and Audit Committee Member