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Results: 1-10 of 10,975

SEC Proposes Amendments to Financial Disclosure Requirements under Regulation S-X
  • Cahill Gordon & Reindel LLP
  • USA
  • August 15 2018

The Securities and Exchange Commission ("SEC") recently proposed amendments (the "Proposed Amendments") to Rule 3-10 and Rule 3-16 of Regulation S-X


Guidance for Smaller Reporting Companies
  • Mayer Brown LLP
  • USA
  • August 13 2018

The Securities and Exchange Commission recently published guidance providing some useful clarifications related to the Commission’s recent changes to


SEC Proposes Simplified Guarantor and Pledgor Disclosures in Registered Debt Offerings
  • Haynes and Boone LLP
  • USA
  • August 3 2018

On July 24, 2018, the Securities and Exchange Commission (the “SEC”) voted to propose rule amendments aimed at simplifying certain financial


Switzerland Announces ICO Enforcement Action
  • Hunton Andrews Kurth LLP
  • USA
  • August 1 2018

In a terse press release issued July 26, 2018, the Swiss Financial Market Supervisory Authority (“FINMA”) announced that it has launched enforcement


U.S. Securities Law Briefing: SEC Proposes Easing Financial Disclosure Requirements for Offerings of Guaranteed Securities
  • Linklaters LLP
  • USA
  • July 31 2018

The U.S. Securities and Exchange Commission (the “SEC”) recently proposed amendments that would ease the financial disclosure requirements in Rules


SEC Proposes Rules to Simplify and Streamline Disclosures in Certain Registered Debt Offerings
  • Hunton Andrews Kurth LLP
  • USA
  • July 31 2018

On July 24, 2018, the Securities and Exchange Commission (SEC) voted to propose rule amendments intended to simplify and streamline the financial


Rule 701 Additional disclosure threshold raised to $10M; SEC Solicits comments to modernize compensatory-related offerings under Rule 701 and Form S-8
  • Womble Bond Dickinson (US) LLP
  • USA
  • July 27 2018

Last week, the U.S. Securities and Exchange Commission (the “SEC”) (i) approved the increase of the threshold at which private companies must provide


CSA Reinforces Position that Securities Laws Apply to Cryptocurrency Offerings, Confirms Regulatory Scrutiny for Industry Participants
  • McMillan LLP
  • Canada
  • July 26 2018

Capital Markets Bulletin July 2018 CSA Reinforces Position that Securities Laws Apply to Cryptocurrency Offerings, Confirms Regulatory Scrutiny for


CSA Amendments to Simplify Reports of Exempt Distribution
  • McCarthy Tétrault LLP
  • USA, Canada
  • July 25 2018

On July 19, 2018, the Canadian Securities Administrators (“CSA”) published final amendments (the “Amendments”) to National Instrument 45-106 -


SEC Amends Rule 701, Issues Concept Release on Modernizing Employee Offerings
  • Morgan Lewis & Bockius LLP
  • USA
  • July 23 2018

The US Securities and Exchange Commission's new Rule 701 and concept release may ease a new generation of companies' ability to offer and issue