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2,395 results found

Lexology Learn videos PRO

Lexology PRO | European Union, Global, Hungary | 19 Apr 2021

Know Your Customer: Key due diligence activities

András Bácsfalvi, Group Chief Compliance Officer & Money Laundering Regulation Officer at Magyar Bankholding Zrt, discusses the fundamentals of strong KYC due diligence.Magyar Bankholding Zrt is the second largest banking group in Hungary. András is also president of both Hungarian Banking Association’s AML and Compliance working groups.Interview conducted by Samantha Gilbert, content editor......
Analysis PRO

Lexology PRO | Asia-Pacific, Australia, Canada, etc. | 15 Apr 2021

Cryptocurrency: Key risks and guidance for businesses

Tips on how to respond to the changing regulatory landscape for cryptocurrencies and assets in key jurisdictions around the globe.
Analysis PRO In-house

PRO Compliance | United Kingdom | 5 Aug 2020

Investment software deal blocked in UK

The UK’s antitrust enforcer has provisionally blocked an already completed deal between investment platform software providers FNZ and GBST, but said the partial divestiture of the latter company could remedy its concerns.
Analysis PRO In-house

PRO Compliance | Israel, Switzerland, USA | 1 May 2020

Lacklustre early cooperation fuelled US tax evasion penalty to Israeli bank

The DOJ said in the $874 million settlement that the bank's cooperation improved dramatically when it hired new external lawyers in 2017.
Article

Macfarlanes LLP | European Union, United Kingdom | 10 Apr 2019

Investment Management Update

Conduct risk in market transactions: FMSB statements of good practice The FICC Markets Standards Board (FMSB) has published statements of good…
Article

Katten Muchin Rosenman LLP | European Union, USA | 5 Apr 2019

Regulators in Singapore and the EU Agree on Mutual Recognition for Derivatives Platforms

On April 1, the European Commission (EC) and the Monetary Authority of Singapore (MAS) published a joint media release announcing their concurrent…
Article

Morrison & Foerster LLP | USA | 5 Apr 2019

Socially Aware How to Comply with the Revised Ephemeral-Messaging Provision in the DOJ’s Corporate Enforcement Policy

In early March 2019, the Department of Justice (DOJ) revised its Foreign Corrupt Practices Act (FCPA) Corporate Enforcement Policy (the Policy)…
Article

K&L Gates LLP | USA | 4 Apr 2019

Supreme Court Wades Into Circuit Split, Endorses Broader View of "Scheme Liability" for Disseminating False Statements

On Wednesday, March 27, 2019, the U.S. Supreme Court ruled in favor of the Securities and Exchange Commission (“SEC”) and endorsed a broad view of…
Article

Freshfields Bruckhaus Deringer | United Kingdom | 2 Apr 2019

Bad behaviour: Areas of FICC focus for UK regulators

Using the work of the FICC Markets Standards Board (FMSB) as a proxy for likely areas of interest for the UK regulators, market participants can…
Article

Bryan Cave Leighton Paisner LLP | United Kingdom | 1 Apr 2019

Spotlight on Money Laundering

Driving dirty money out of the UK financial system has become an increasing priority for the FCA, reflecting the higher profile which money…
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