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Results: 1-10 of 112

CSA Reinforces Position that Securities Laws Apply to Cryptocurrency Offerings, Confirms Regulatory Scrutiny for Industry Participants
  • McMillan LLP
  • Canada
  • July 26 2018

Capital Markets Bulletin July 2018 CSA Reinforces Position that Securities Laws Apply to Cryptocurrency Offerings, Confirms Regulatory Scrutiny for


CSA Releases Client-Focused Reforms to NI 31-103 in Response to Client-Registrant Relationship Concerns
  • McMillan LLP
  • Canada
  • July 19 2018

On June 21, 2018 the Canadian Securities Administrators (the "CSA") released proposed amendments (the "Proposed Amendments") to National Instrument


"Don't Worry, We All Know What That Clause Means" Court Reaffirms The Importance of Carefully Drafting Fixed-Term Employment Agreements
  • McMillan LLP
  • Canada
  • July 3 2018

Businesses and employees alike have been repeatedly reminded by their lawyers that employment contracts must be carefully and clearly drafted. The


Proposed CSA Derivatives Registration Rule Part 1 Who Must Register
  • McMillan LLP
  • Canada
  • May 31 2018

On April 19, 2018, the Canadian Securities Administrators (the "CSA") published new draft rules governing the registration of derivatives market


CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants
  • McMillan LLP
  • Canada
  • May 16 2018

In March 2018, the Canadian Securities Administrators (the "CSA") released CSA Notice and Request for Comment Proposed Amendments (the "Notice") to


Taking Stock of Alberta's New Employment Standards
  • McMillan LLP
  • Canada
  • April 12 2018

In June 2017, the Alberta Government paved the way for significant changes to the Employment Standards Code (the legislation that prescribes minimum


Guidance to Exempt Market Dealers on Account Opening Procedures
  • McMillan LLP
  • Canada
  • March 30 2018

On December 19, 2017, the Alberta Securities Commission (the "ASC") published ASC Notice 31-701 Account Opening Assistance (the "Notice") to provide


McMillan Client Alert The CSA Release A New and Improved Suppression of Terrorism Report
  • McMillan LLP
  • Canada
  • March 20 2018

Further to our most recent McMillan Client Alert, the Canadian Securities Administrators ("CSA") have published CSA Staff Notice 31-352 Monthly


In Aurora, Securities Regulators Affirm the New Take-over Bid Regime and Signal that Exemptive Relief under the New Regime will Prove to be Difficult and that Tactical Shareholder Rights Plans may be Extinct
  • McMillan LLP
  • Canada
  • March 14 2018

The Ontario Securities Commission ("OSC") and the Financial and Consumer Affairs Authority of Saskatchewan ("FCAAS") (collectively, the "Panel"


Guidance to Exempt Market Dealers on Account Opening Procedures
  • McMillan LLP
  • Canada
  • March 6 2018

On December 19, 2017, the Alberta Securities Commission (the "ASC") published ASC Notice 31-701 - Account Opening Assistance (the "Notice") to provide