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Updated MiFID II ESMA Q&As
  • Macfarlanes LLP
  • European Union
  • October 10 2018

ESMA has published updated Q&As made under the MiFID II Directive and MiFIR on the topics listed below.


Draft Brexit SI: Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018
  • Macfarlanes LLP
  • United Kingdom
  • October 10 2018

HM Treasury has published a draft Brexit statutory instrument (SI) and an accompanying explanatory memorandum relating to the "onshoring" of the MiFID


ESMA work programme for 2019
  • DLA Piper
  • United Kingdom, European Union
  • October 8 2018

On 2 October 2018, the European Securities and Markets Authority (ESMA) published its 2019 Work Programme (Work Programme) setting out the objectives


Securities Litigation in Germany
  • White & Case LLP
  • Germany, Global
  • October 3 2018

A structured guide to securities litigation in Germany


Securities Litigation in Switzerland
  • Pestalozzi Attorneys at Law
  • Switzerland, Global
  • October 2 2018

A structured guide to securities litigation in Switzerland


ESMA Updates Q&As Relating to EMIR and MiFIR
  • Katten Muchin Rosenman LLP
  • European Union
  • September 28 2018

On September 26, the European Securities and Markets Authority (ESMA) published updates to two of its sets of question and answer documents (Q&As):


FCA warnings on MAR surveillance practices
  • Macfarlanes LLP
  • United Kingdom
  • September 27 2018

In its latest newsletter on market conduct and transaction reporting issues (Market Watch 56), the Financial Conduct Authority (FCA) highlights recent


NCA’s disclosure of information covered by professional secrecy: ECJ preliminary ruling
  • Macfarlanes LLP
  • European Union
  • September 26 2018

The Court of Justice of the EU (ECJ) has ruled that national financial supervisory authorities may be obliged to disclose information covered by


Brexit update for financial services firms - week ending 14 September 2018
  • CMS
  • United Kingdom
  • September 18 2018

The UK Government (HMG) published a second batch of 28 technical papers describing the impact of a “no deal” scenario (see one of those papers in


EU review of prudential treatment of investment firms: ECB Opinion
  • Macfarlanes LLP
  • European Union
  • September 12 2018

Following the Commission's proposals for a Regulation on the prudential requirements of investment firms and a proposal for a Directive on the