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Bigger Is Smaller: SEC Amends Its Definition of “Smaller Reporting Company,” Making Related Disclosure Relief Available to More Companies
  • K&L Gates
  • USA
  • July 24 2018

On June 28, 2018, the Securities and Exchange Commission (the “SEC”) adopted amendments to the definition of “smaller reporting company” (“SRC”) as

Rule 701 Amendment and Concept Release
  • Mayer Brown
  • USA
  • July 18 2018

At this morning’s open meeting, the Securities and Exchange Commission adopted an amendment to Rule 701. The Commission was mandated to adopt an

Proposed ETF Rule Comes with Widely Expected Conditions and Some Notable Twists
  • Thompson Hine LLP
  • USA
  • July 9 2018

SEC’s proposed Rule 6c-11 would permit most ETFs that satisfy certain conditions to operate without obtaining an exemptive order. ETFs in

New Liquidity Option for Private BDCs
  • Mayer Brown
  • USA
  • July 3 2018

On May 30, 2018, the Division of Investment Management of the Securities and Exchange Commission issued an exemptive order that permits private

It’s a Gig World Out There - A guide to current issues in the gig economy
  • Maddocks
  • Australia
  • July 2 2018

There is a growing industry built around task-based work, ‘online platforms’ and ‘skill-sharing’. This ‘gig economy’, which expands well beyond the

MSHA and FMSHRC ALJ Still At Odds Over Settlement Approval
  • Conn Maciel Carey LLP
  • USA
  • June 28 2018

On May 9, commissioners at the Federal Mine Safety and Health Review Commission (FMSHRC) once again heard the case Secretary of Labor (MSHA) vs

Hogan Lovells: ITC Section 337 quarterly highlights
  • Hogan Lovells
  • USA
  • June 27 2018

The International Trade Commission has amended its Rules of Practice and procedure (19 C.F.R. Parts 201 and 210) concerning rules of general

Top 10 Things to Know About the Occupational Safety and Health Administration (“OSHA”) in the United States
  • Fasken
  • USA, Canada
  • May 28 2018

For Canadian businesses expanding into the United States whether by opening a new facility or a merger and acquisition, there are a whole host of

California Supreme Court Changes Rules for Classifying Workers as Independent Contractors by Adopting ABC Test in Some Circumstances
  • Morgan Lewis
  • USA
  • May 4 2018

The April 30 ruling adopts the more stringent "ABC test" to distinguish between independent contractors and employees for purposes of claims based on

California Makes Seismic Shift With New ‘ABC’ Independent Contractor Test
  • Manatt Phelps & Phillips LLP
  • USA
  • May 3 2018

In a landmark decision in Dynamex Operations West, Inc. v. Superior Court of Los Angeles (Charles Lee), the California Supreme Court adopted a new