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Osborne Clarke | United Kingdom | 24 Feb 2021
UK regulator's report proposes changes across the market and, in the third in our series on its recommendations, we look at the measures identified to…
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Proskauer Rose LLP | USA | 17 Aug 2020
Among the many claims brought by plaintiffs challenging investment offerings in defined contribution plans is the claim that plans should offer…
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Greenbaum, Rowe, Smith & Davis LLP | USA | 26 Sep 2019
On September 25, 2019, all but one Democratic and ninety-one Republican members of the House of Representatives joined forces to pass the landmark…
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Bryan Cave Leighton Paisner LLP | USA | 24 Sep 2019
The increasing number of banks selling to credit unions has been a hot topic at investor conferences, within the trade press, amongst clients, at…
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Nutter McClennen & Fish LLP | USA | 10 Apr 2019
On March 28, 2019, the Supervisory Board of The Clearing House Payments Company L.L.C. (“TCH”) released its “Business Principles for the RTP®…
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Covington & Burling LLP | USA | 4 Mar 2019
On February 27, 2019, the CFPB announced the release of a report identifying key facts, trends, and patterns in elder financial exploitation and abuse…
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Katten Muchin Rosenman LLP | USA | 22 Feb 2019
On February 13, the Financial Industry Regulatory Authority (FINRA) published an information notice alerting member firms about a suspicious email…
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Katten Muchin Rosenman LLP | USA | 17 Feb 2019
The Financial Industry Regulatory Authority issued a warning regarding a phishing email scam apparently aimed at compliance officers. The dubious…
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Burns & Levinson LLP | USA | 13 Feb 2019
One of the biggest challenges facing the legal cannabis industry today (as we’ve covered extensively on this blog) is access to, or better yet lack…
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Philip Lee | Ireland | 29 Jan 2019
A series of reports into the credit union sector, and a period of restructuring, consolidation and closures has seen the number of active credit…