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Analysis PRO

Lexology PRO | Africa, Asia-Pacific, Australia, etc. | 27 May 2021

Asia-Pacific: Key developments and guidance for the financial sector (May 2021)

A look at new regulatory measures in Australia and China, guidelines on green and sustainable finance in Hong Kong, revisions to corporate governance requirements in Malaysia and Singapore, and updates on digital currencies in South Korea and Thailand, plus other key developments in the Asia-Pacific region.

Vaish Associates Advocates | India | 17 May 2019

CCI cedes jurisdiction to SEBI to decide upon complaint of abuse of dominance against National Stock Exchange

The Competition Commission of India (“CCI/ Commission”), in a surprise turn from its previous position taken in so many cases before , has , vide…

Cadwalader Wickersham & Taft LLP | USA | 31 May 2018

A Look At The Proposal to Simplify The Volcker Rule

On May 30, the Federal Reserve issued a proposal (the “Proposed Regulations”) to revamp regulations implementing the Volcker Rule, a centerpiece of…

4 New Square Chambers | United Kingdom | 8 Mar 2018

FCA v Grout [2018] EWCA Civ 71: Anonymous or Synonymous?

The Court of Appeal confirms the restrictive approach to third party rights under FCA Notices adopted by the Supreme Court in Macris v FCA [2017] UKSC…

Herbert Smith Freehills LLP | United Kingdom | 13 Feb 2018

Court of Appeal finds no contractual duty to prevent counterparty from inflicting economic harm on itself

A recent Court of Appeal decision has found that a broker owed no contractual duty to prevent a "sophisticated and experienced" trader (trading as a…

Katten Muchin Rosenman LLP | USA | 15 Oct 2017

CME Group Summarizes Summary Fines Process for Reporting Errors

CME Group issued a revised Market Regulation Advisory Notice that sets forth infractions subject to summary fines (i.e., fines that are not less than…

Katten Muchin Rosenman LLP | USA | 13 Aug 2017

Federal Court Rejects CFTC Request for Permanent Trading Ban Against Energy Trader Who Falsely Altered Employer’s Records

A federal court in New York City denied a request by the Commodity Futures Trading Commission to permanently bar Fan Wang, a former energy trader…

Schulte Roth & Zabel LLP | USA | 11 Jul 2017

CFTC Provides Position Aggregation Relief for Private Fund Managers and Others

On Aug. 10, 2017, the staff of the U.S. Commodity Futures Trading Commission issued no-action relief that makes existing exemptions from position…

Dechert LLP | Global, USA | 26 Jun 2017

U.S. CFTC Takes Steps to Modernize Rules and Operations and to Reduce Regulatory Burdens

Against a backdrop of changing markets, rapidly evolving technology and increased jurisdiction, the U.S. Commodity Futures Trading Commission (CFTC) -…

Bernstein Litowitz Berger & Grossmann LLP | USA | 12 Jun 2017

Corzine sidelined

The US Commodity Futures Trading Commission's years-long litigation against the former CEO of MF Global Holdings Ltd. has concluded with a settlement…
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