Lexology PRO | Global | 6 Feb 2023
The International Organization of Securities Commissions has revised its 12-year-old principles for commodity derivatives regulators, to cover unexpected disruptions from war, shifts in financial practices and the proliferation of new trading venues.
Lexology PRO | Asia-Pacific, Australia, European Union, etc. | 8 Sep 2022
US companies face stricter executive pay disclosures, Australia is reviewing its Safeguard Mechanism for emissions reporting, and G7 climate commitments fall short of the Paris Agreement targets – plus other key updates.
Lexology PRO | China | 3 Aug 2022
China has enacted its first “fundamental” futures and derivatives statute, making it a clean netting jurisdiction for the first time – but there are fears its new status could run its firms up against a rapidly-approaching global deadline.
Lexology PRO | European Union, United Kingdom, USA | 14 Jul 2021
The EU securities markets watchdog has fined the UK branch of a major securities depository for data integrity failures.
Latham & Watkins LLP | European Union, United Kingdom | 2 Jul 2021
Proposals signal that the UK government is willing to diverge significantly from EU rules. On 1 July 2021, HM Treasury published a consultation on…
Lexology PRO | Asia-Pacific, Belgium, European Union, etc. | 28 May 2021
The European Commission has readopted its decision against ICAP for its alleged role in a conspiracy to manipulate the market for yen interest rate derivatives but slashed the fine it imposed on the broker by €8 million.
Kramer Levin Naftalis & Frankel LLP | USA | 13 Aug 2019
In a continuing effort to address the advent of narrowly tailored credit events (NTCEs) in the CDs market, ISDA is now preparing for the…
Garrigues | Chile | 23 Jul 2019
El objetivo es promover la transparencia y buenas prácticas del mercado, la mejora de la capacidad de toma de decisiones de los agentes del mercado y…
Katten Muchin Rosenman LLP | European Union, United Kingdom | 19 Jul 2019
Further to our various updates on the implementation of the Prospectus Regulation (the Regulation) in the UK and the European Union (EU) (which…
Baker McKenzie | South Africa | 5 Apr 2019
The National Assembly of South Africa is currently in the process of deliberating on a revised draft of the Financial Matters Amendment Bill (Bill)…