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295 results found

Article

Stikeman Elliott LLP | Canada | 6 Apr 2021

New Self-Certified Prospectus Exemption Adopted in Alberta and Saskatchewan

Greater access to capital and broader investment opportunities for investors in Alberta and Saskatchewan are the goals of the new Prospectus…
Article

Singleton Urquhart Reynolds Vogel LLP | Canada | 1 Feb 2021

After the GameStop Short Squeeze, What Does Market Manipulation Mean in Canada?

Last week was an unusual week for retail investors. Instead of seeing large investment firms dominating the markets as usual…
Article

AUM Law | Canada | 29 May 2020

In Brief: Issuers’ Undertakings to ASC Highlight the Importance of Effective Controls to Ensure Compliance with Prospectus Exemptions

On May 26, the Alberta Securities Commission (ASC) published undertakings (Undertakings) from two issuers who agreed to certain controls, training…
Article

DLA Piper | Canada | 24 Feb 2020

Alberta court allows Securities Commission penalty to survive bankruptcy

On January 17, 2020, Justice Romaine of the Alberta Court of Queen’s Bench found that the Alberta Securities Commission’s (the “ASC”) administrative…
Article

Osler Hoskin & Harcourt LLP | Canada | 12 Feb 2020

ASC clarifies expectations relating to production disclosure by oil and gas issuers

In its annual Oil and Gas Review [PDF] published on December 23, 2019, the Alberta Securities Commission (ASC) highlighted concerns related to…
Article

AUM Law | Canada | 31 Jan 2020

ASC Schools Registrants on Compliance with OM Exemption

On January 16, the Alberta Securities Commission (ASC) published Staff Notice 45-705 Compliance with Investment Limits under the Offering Memorandum…
Article

DLA Piper | Canada | 5 Jan 2020

Lessons from the Alberta Securities Commission 2019 Corporate Finance Disclosure Report

In December 2019, the Alberta Securities Commission (the “ASC”) released its 2019 Corporate Finance ‎Disclosure Report (the “Report”). This bulletin…
Article

Littler Mendelson PC | Canada | 16 Jan 2019

Littler Global Guide - Canada - Q4 2018

Ontario’s Bill 133, the Police Record and Checks Reform Act, 2015, which applies to police record checks conducted to determine suitability for…
Article

Stikeman Elliott LLP | Canada | 21 Dec 2018

Alberta Launches Whistleblower Program

On November 19, 2018, amendments to Alberta’s Securities Act (the “Act”) came into force to protect whistleblowers who disclose securities-related…
Article

Stikeman Elliott LLP | Canada | 21 Dec 2018

The ASC’s 2018 Oil and Gas Review Reflects Troubled Times in the Industry

On December 17, 2018, the Alberta Securities Commission (“the ASC”) released its annual oil and gas review (“the 2018 Review”). The review delineates…
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