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287 results found

Article

Osler Hoskin & Harcourt LLP | Canada | 12 Feb 2020

ASC clarifies expectations relating to production disclosure by oil and gas issuers

In its annual Oil and Gas Review PDF published on December 23, 2019, the Alberta Securities Commission (ASC) highlighted concerns related to

Article

AUM Law | Canada | 31 Jan 2020

ASC Schools Registrants on Compliance with OM Exemption

On January 16, the Alberta Securities Commission (ASC) published Staff Notice 45-705 Compliance with Investment Limits under the Offering Memorandum

Article

DLA Piper | Canada | 5 Jan 2020

Lessons from the Alberta Securities Commission 2019 Corporate Finance Disclosure Report

In December 2019, the Alberta Securities Commission (the “ASC”) released its 2019 Corporate Finance Disclosure Report (the “Report”). This bulletin

Article

Littler Mendelson PC | Canada | 16 Jan 2019

Littler Global Guide - Canada - Q4 2018

Ontario’s Bill 133, the Police Record and Checks Reform Act, 2015, which applies to police record checks conducted to determine suitability for

Article

Stikeman Elliott LLP | Canada | 21 Dec 2018

Alberta Launches Whistleblower Program

On November 19, 2018, amendments to Alberta’s Securities Act (the “Act”) came into force to protect whistleblowers who disclose securities-related

Article

Stikeman Elliott LLP | Canada | 21 Dec 2018

The ASC’s 2018 Oil and Gas Review Reflects Troubled Times in the Industry

On December 17, 2018, the Alberta Securities Commission (“the ASC”) released its annual oil and gas review (“the 2018 Review”). The review delineates

Article

Stikeman Elliott LLP | Canada | 20 Dec 2018

L’Alberta lance un programme de dénonciation

Le 19 novembre 2018, de nouvelles dispositions de la Securities Act de l’Alberta (la Loi ) sont entrées en vigueur, qui ont pour objet de protéger

Article

Borden Ladner Gervais LLP | Canada | 20 Nov 2018

ASC Introduces Anticipated Whistleblower Policy

Just over a year after implementing its "Credit for Exemplary Cooperation in Enforcement Matters" Policy, the Alberta Securities Commission has

Article

McMillan LLP | Canada | 25 Oct 2018

Cutting Out the Middle Man Proposed Prohibition of Embedded Commissions

On September 13, 2018, the Canadian Securities Administrators (the "CSA") published a notice and request for comment outlining Proposed Amendments to

Article

Bennett Jones LLP | Canada | 24 Oct 2018

Don’t Short the Truth

A recent decision of the Alberta Securities Commission appears to give short-sellers wide latitude to negatively comment on targets, and sets a

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