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The Three "Cs" for Investment Advisers' Compliance Attention in 2019
  • Baker & Hostetler LLP
  • USA
  • January 16 2019

As chief compliance officers prepare for their annual compliance reviews, they should familiarize themselves with the Examination Priorities Letter


“Covered Investment Fund” Research Begins January 14, 2019
  • K&L Gates
  • USA
  • January 15 2019

The Securities and Exchange Commission (“SEC”) has traditionally recognized the value of market and issuer research to the investment decision-making


ERISA Newsletter
  • Proskauer Rose LLP
  • USA
  • January 10 2019

As we closed the door on 2018, we were met by two surprising decisionsone from a panel of the Second Circuit addressing employer


US Government Shutdown: Effects on the ABS Market
  • Mayer Brown
  • USA
  • January 10 2019

As the third week of the US government shutdown comes to a close with no apparent end in sight, we note that the effects are being felt even in the


SEC Adopts Final Rules for Disclosure of Hedging Policies
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2019

The Securities and Exchange Commission recently announced that it had at last adopted final rules to implement Section 14(j) (Disclosure of Hedging


Healthcare Transactions: Year in Review
  • Bass, Berry & Sims PLC
  • USA
  • January 4 2019

2018 marked a year of continued robust healthcare merger and acquisition activity, with deal volume surpassing that of 2017. The dollar


El vendedor de acciones sociales que liquida su daño conforme a la regla del mercado
  • Gómez-Acebo & Pombo Abogados
  • Spain
  • January 3 2019

Del Tribunal Supremo de 3 septiembre de 2010 (Límite S.A.) en virtud de la cual el vendedor de acciones no puede liquidar su daño, por incumplimiento


Abuse of dominance by water and sewerage undertakers in the water retail market?
  • Burges Salmon LLP
  • United Kingdom
  • January 2 2019

Abuse of dominance is a common issue in liberalised markets It is widely acknowledged that the new water retail arket faces a number of substantial


‘Compliance’ laboral: la línea roja en los regalos que reciben los empleados de clientes y proveedores
  • Garrigues
  • Spain
  • December 27 2018

En estas fechas se plantean dudas sobre si es neutral el trabajador que percibe regalos de los proveedores de la empresa o si son estas prácticas


ISDA Publishes 2018 Benchmark Supplement Protocol
  • Katten Muchin Rosenman LLP
  • USA, Global
  • December 21 2018

On December 10, the International Swaps and Derivatives Association (ISDA) introduced its latest market protocol, the 2018 Benchmark Supplement