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Dacheng Shanghai | China | 22 Aug 2023
涉证券类犯罪婚姻家事案件的刑民交叉法律问题研究（刑事篇）
2023年4月，曾轰动一时的"私募一哥"徐某离婚纠纷一审在上海黄浦法院落下帷幕，法院以"难以认定双方感情破裂"为由，…
Lexology PRO | Asia-Pacific, Australia, China, etc. | 17 Aug 2023
APAC: key asset management updates (Aug 2023)
Singapore’s new monitoring obligations for single family offices, Australia’s new register for foreign-owned local assets, and China’s proposals to tackle insider-trading – plus other key updates.
Chen & Lin Attorneys-at-Law | Taiwan | 20 Jul 2023
Insider Trading Drill: Use of Information
Tang is the business manager of the medical materials department of Hua Fu , a listing company (“Hua Fu”). He recently felt that the quality of the…
Chen & Lin Attorneys-at-Law | Taiwan | 19 Jul 2023
內線交易小教室—利用消息
唐唐是華甫上市公司醫材部門業務經理，近來覺得公司醫材品質穩定良好，深受客戶肯定，前景可期，故向營業員��祝說未來一個月內只要華甫股價低於25元，就每天買5張。…
Pallett Valo LLP | Canada | 26 Jun 2023
ASC Settles with CEO on Insider Trading and Tipping Violations Despite No Market Damage, Trading or Ill-Intent
In a recent settlement, the Alberta Securities Commission (ASC) sanctioned the President and Chief Executive Officer (the “CEO”) of a Toronto Stock…
Lexology PRO | Canada, European Union, Italy, etc. | 20 Jun 2023
Financial crime: key compliance updates (7 – 20 Jun)
The EU approves proposals for a central bank account register, the UK widens the scope of criminal insider dealing, and the US introduces legislation to make the US FinCEN more accountable – plus other key updates.
Lexology PRO | European Union, United Kingdom | 15 Jun 2023
Financial services: key UK & EU compliance updates (9 – 15 Jun)
The EU releases a sustainable finance package, the UK expands insider trading rules, and the EBA reveals final resolvability testing guidelines – plus other key updates.
Reed Smith LLP | USA | 4 May 2023
Prosecutors Secure Conviction in First Ever NFT Criminal Insider Trading Case
On May 3, 2023, a federal jury in the Southern District of New York found Nathaniel Chastain, a former manager at OpenSea, the world’s largest…
Shearman & Sterling LLP | USA | 18 Apr 2023
Southern District Of New York Dismisses Putative Class Actions Alleging Insider Trading Against Prime Brokers Following Collapse Of Large Family Office
On March 31, 2023, Judge Paul Crotty of the United States District Court for the Southern District of New York dismissed certain coordinated putative…
Schulte Roth & Zabel LLP | USA | 21 Mar 2023
United States v. Blaszczak Continues to Reshape Insider Trading Law
On Dec. 27, 2022, the U.S. Court of Appeals for the Second Circuit issued another decision in United States v. Blaszczak (“Blaszczak II”), this time…
