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Results: 1-10 of 2,701

SEC Civil Penalty Against Charles Schwab Reflects New Trend in Enforcement of SAR Requirements
  • Ulmer & Berne LLP
  • USA
  • August 13 2018

The question of whether it is necessary to file a suspicious activity report (SAR) recently became more complex for members of the financial services


Private Clients in the USA
  • Cadwalader Wickersham & Taft LLP
  • USA, Global
  • August 13 2018

A structured guide to private Clients in the USA


Buying Coffee with Bitcoin, Tracking Ships with Blockchain, Fighting Financial Crimes and Litigating ICOs
  • Baker & Hostetler LLP
  • USA
  • August 10 2018

This past week, a leading operator of global exchanges, clearing houses, data and listing services announced that it has partnered with a


FinCEN issues extension to continue suspension of beneficial ownership requirements for automatic renewal products
  • Buckley Sandler LLP
  • USA
  • August 10 2018

On August 8, FinCEN issued a notice to provide an additional 30 days of limited exceptive relief for covered financial institutions that are required


FinCEN Extends Temporary Beneficial Ownership Rule Relief for Older Autorenewing Products
  • Bryan Cave Leighton Paisner (Bryan Cave)
  • USA
  • August 9 2018

The temporary exception that FinCEN extended to autorenewing CDs and loans established prior to the May 11, 2018 compliance effective date of its


PH Money Matters: This Week in Washington
  • Paul Hastings LLP
  • USA
  • August 6 2018

President Trump’s Supreme Court nominee Brett Kavanaugh is one step closer to confirmation, after Senator Rand Paul (R-KY) announced his support. Sen


FinTech . . . or is it?
  • Hunton Andrews Kurth LLP
  • USA
  • August 2 2018

The Office of the Comptroller of the Currency ("OCC") yesterday announced that it is now accepting applications for national bank charters from


Is blockchain M&A poised to accelerate?
  • White & Case LLP
  • USA
  • July 31 2018

US dealmakers are learning to navigate the complex world of blockchain M&A, but they will have to proceed with care in heavily-regulated sectors


House Financial Regulatory Legislation: Banking and Insurance Provisions of the “JOBS and Investor Confidence Act of 2018”
  • Sullivan & Cromwell LLP
  • USA
  • July 30 2018

On July 17, the U.S. House of Representatives voted 406 to 4 to pass S. 488, the “JOBS and Investor Confidence Act of 2018,” which


美国金融监管之反洗钱打击恐怖主义融资及客户尽职调查规则
  • King & Wood Mallesons
  • USA
  • July 26 2018

完善的金融监管机制是遏制金融犯罪的有效手段强大的金融监管框架是对金融犯罪最有效的威慑之一反洗钱(Anti-Money Laundering(AML))打击恐怖主义融