Clear all

Refine your search

Content type
Tags
Firm name
Author
Jurisdiction
Language

525 results found

Analysis PRO
Ask Lexy

Lexology PRO | USA | 27 Dec 2023

US employment: key federal and state updates (20 – 27 Dec)

NY governor vetoes non-compete ban, Colorado employers face new pay transparency rules, and Wells Fargo employees in New Mexico vote to join a union – plus other key updates.
Analysis PRO In-house
Ask Lexy

Lexology PRO | France, Japan, USA | 8 Aug 2023

SEC, CFTC announce new round of personal messaging penalties

Two US regulators have announced fines totalling $549 million against nine financial institutions over their “widespread” use of unapproved messaging platforms for business.
Analysis PRO
Ask Lexy

Lexology PRO | USA | 5 Apr 2023

Wells Fargo fined for “egregious” sanctions oversight failings

Wells Fargo has been fined US$97.8 million to settle eight-year-old allegations of inadequate oversight of sanctions compliance risk at one of its subsidiaries.
Analysis PRO
Ask Lexy

Lexology PRO | USA | 22 Dec 2022

Wells Fargo reaches record settlement with CFPB

The US Consumer Financial Protection Bureau has hit Wells Fargo with a record fine following what the regulator called an “ongoing pattern of repeat offences”.
Article
Ask Lexy

Thompson Hine LLP | USA | 21 Dec 2022

Banks and other financial institutions are the newest targets of unionization efforts

In recent years, there has been a dramatic increase in unionization efforts throughout the U.S. The number of election petitions filed with the…
Analysis PRO
Ask Lexy

Lexology PRO | USA | 4 Oct 2022

Fed names six banks for its “not a stress test” climate scenario exercise

Bank of America, Citigroup, Goldman Sachs, JPMorgan Chase, Morgan Stanley and Wells Fargo are set to undertake next year’s pilot climate scenario exercise with the Federal Reserve – but it’s definitely not a stress test, the central bank has insisted.
Analysis PRO
Ask Lexy

Lexology PRO | Global, USA | 27 Apr 2022

Major US banks reject “first of their kind” shareholder climate resolutions

Shareholders at Bank of America, Citigroup and Wells Fargo have refused to back to climate proposals from activist investors requiring them to implement stricter fossil fuel financing policies.
Article
Ask Lexy

Herbert Smith Freehills LLP | Australia | 17 Mar 2022

High Court of Australia dismisses Willis appeal

The High Court of Australia has unanimously dismissed the appeal of Wells Fargo Trust Company, National Association (Wells Fargo) on the construction…
Analysis PRO In-house
Ask Lexy

PRO Compliance | Global, USA | 3 Nov 2020

SEC has record enforcement year despite pandemic challenges

The agency’s annual report highlights its record enforcement numbers, its likely response to a Supreme Court ruling limiting its disgorgement powers, a significant uptick in whistleblower payouts and the agency’s first virtual trial amid the coronavirus pandemic.
Analysis PRO In-house
Ask Lexy

PRO Compliance | USA | 8 Oct 2020

Citibank slapped with multi-million dollar fine over compliance failures

A US banking regulator has handed Citibank a $400 million penalty over “unsafe or unsound” banking practices.
Previous page 1 2 3 ...