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Lane Neave | New Zealand | 28 Jul 2022

What the new CoFI regime means for financial institutions

The Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI Act) received Royal assent on 29 June 2022, introducing a new regulatory…
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Buddle Findlay | New Zealand | 21 Jun 2022

New Zealand's wholesale investor regime - whole or hole?

The Financial Markets Authority (the FMA) has recently signalled that an investigation into the treatment of offers to wholesale investors will be on…
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Buddle Findlay | New Zealand | 2 Jun 2022

FMA's guidance on the record keeping obligations of financial advice providers

On 26 May 2022, the Financial Markets Authority (FMA) published an information sheet (Guidance) that provides guidance to financial advice providers…
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Buddle Findlay | New Zealand | 14 Apr 2022

Wholesale investor offers - not a 'free-for-all'

Market participants will have seen the recent Interim Stop Order issued by the Financial Markets Authority (FMA) in connection with the offer for…
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Lexology PRO | Asia-Pacific, Australia, China, etc. | 31 Jan 2022

Asia-Pacific: key developments in financial services (1 – 31 Jan)

Hong Kong considers stablecoin regulations, Singapore and Thailand issue guidelines for cryptocurrency payments, and Indonesia is set to authorise cryptoasset trading – plus other key updates.
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Lexology PRO | Australia, European Union, Hong Kong, etc. | 14 Sep 2021

Compliance management: key updates (8 – 14 Sep)

New Zealand and Singapore relax regulatory obligations due to COVID-19, the UK FCA seeks feedback on its powers, and the EU refreshes its guidance under the Transparency Directive – plus other key updates.
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Buddle Findlay | New Zealand | 2 Sep 2021

New guidance for AML/CFT electronic identity verification

In July 2021, the Reserve Bank of New Zealand (RBNZ), the Financial Markets Authority (FMA) and the Department of Internal Affairs (DIA) (the…
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Lexology PRO | Asia-Pacific, Canada, China, etc. | 4 Aug 2021

Compliance management: key updates (28 Jul – 4 Aug)

New ESG disclosure rules in Jersey, the UK regulator consults on its decision-making processes, New Zealand’s new cyber resilience guidance and other key compliance management updates.
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Lexology PRO | Asia-Pacific, Bosnia and Herzegovina, China, etc. | 22 Jul 2021

Anti-money laundering: key compliance updates (9 – 22 Jul)

New plans by the UK and EU to strengthen their AML and CTF regimes, China updates its AML law, Italy issues guidance on AML risk mitigation, and the UK publishes guidance on SARs – plus enforcement actions around the world and other key anti-money laundering updates.
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DLA Piper | New Zealand | 20 Apr 2021

Final guidance on managed fund fees

On Wednesday 14 April, the Financial Markets Authority (FMA) released its final guidance on managed fund fees. The guidance, entitled 'Managed fund…
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