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Reed Smith LLP | United Kingdom | 5 Jun 2023
Reforming the UK equity capital markets - the FCA seeks views on the prospectus regime
The Financial Conduct Authority, the UK’s listing regulator, has published three engagement papers that discuss possible approaches to the proposed…
Herbert Smith Freehills LLP | India, USA | 2 Jun 2023
APAC Monthly Private Wealth Legal Developments - May 2023
Every month we survey ten Asian jurisdictions for legal developments concerning trust and estate planning which are of interest to the private wealth…
Herbert Smith Freehills LLP | United Kingdom | 26 May 2023
UK Prospectus Regime review - bold reform ahead
Following the recommendations of the Hill Review of the UK Listing Regime, the Treasury is proceeding with its proposals (first mooted in its…
Macfarlanes LLP | United Kingdom | 25 May 2023
A glimpse at the future of the UK’s capital markets
Following its recent announcement (see our previous Corporate Law Update), the Financial Conduct Authority (FCA) has published four engagement papers…
Stephenson Harwood LLP | European Union, United Kingdom | 24 May 2023
The Financial Services and Markets Bill - a "bonfire" of retained EU financial services law, or something less?
The Government has recently announced that it had dropped plans to get rid of European laws by the end of 2023. The Retained EU Law (Revocation and…
Lexology PRO | United Kingdom | 19 May 2023
How-to guide: The appointed representatives regime explained - what it means in practice (UK)
This guide will assist in-house counsel and private practice lawyers understand the rules and practice with respect to the appointed representatives regime in chapter 12 of the FCA Handbook’s Supervision manual (SUP). Section 39 of the Financial Services and Markets Act 2000 (as amended) (FSMA) exempts an appointed representative (AR) from the need to be authorised. This has the advantage of......
Reed Smith LLP | Singapore, United Kingdom, USA | 18 May 2023
Will speculative traders’ profits from grain trading prompt further regulation of food commodity speculation?
Financial institutions could face regulatory scrutiny related to concerns about unstable food prices. In particular, regulators in several…
Shearman & Sterling LLP | United Kingdom | 18 May 2023
UK Ancillary Activities Test On Track For Simplification From 2025
The Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) Order 2023 was made on May 17, 2023. The Order, which…
Katten Muchin Rosenman LLP | USA | 15 May 2023
FCA Publishes Findings from its Whistleblowing Survey 2022
The Financial Conduct Authority (the “FCA”) recently published the findings from its 2022 whistleblowing qualitative assessment survey, together with…
Shearman & Sterling LLP | United Kingdom | 12 May 2023
UK Government Consults on Regulatory Accountability and Transparency Metrics
On May 9, 2023, the U.K. Government published a Call for Proposals on which metrics the Financial Conduct Authority and the Prudential Regulation…
