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Largest fine against an individual to date, for manipulation
  • Herbert Smith Freehills LLP
  • United Kingdom
  • November 17 2011

Last week, the FSA fined Mr Goenka, a private investor based in Dubai, $9,621,240 (approximately £6 million) for manipulating the closing price of securities listed on the London Stock Exchange.

FSA fines overseas investor for market abuse
  • Dentons
  • United Kingdom
  • November 11 2011

FSA has fined a Dubai-based investor US$9.6 million for market abuse.

Extension of the UK statutory liability regime for issuers of securities
  • Morrison & Foerster LLP
  • United Kingdom
  • July 29 2010

The Financial Services and Markets Act 2000 (Liability of Issuers) Regulations (the “Regulations”)1 will be coming into force and will extend the statutory liability of issuers in connection with information published on or after 1 October 2010.

Directors' duties and shareholder circulars and why (a little) legalese may be no bad thing
  • Gowling WLG
  • United Kingdom
  • January 5 2009

By way of legal background, the Companies Act 2006 introduced into English law a "code of conduct" for directors (source: the Government's explanatory notes to the Act).

Dorian Drew
  • Norton Rose Fulbright