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Results: 1-10 of 319

Capital Markets Alert - Public Market Advocacy Groups Release Guidance
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • May 10 2018

On April 27, 2018, the Securities Industry and Financial Markets Association (SIFMA), the U.S. Chamber of Commerce and Nasdaq, along with certain


Revisions Proposed to the UK Corporate Governance Code: An Overview and Comparison with Aspects of US Corporate Governance
  • Cadwalader Wickersham & Taft LLP
  • USA, Ireland
  • February 23 2018

In December 2017, the UK Financial Reporting Council (the “FRC”) proposed revisions to the UK Corporate Governance Code. These revisions will impact


Trends in Canadian Securities Class Actions: 2017 Update
  • NERA Economic Consulting
  • Canada
  • February 20 2018

Only six new Canadian securities class actions were filed in 2017, while the same number of cases were resolved, leaving 51 active cases on the docket


SEC Approves Nasdaq ‘Golden Leash’ Disclosure Rules
  • Morgan Lewis
  • USA
  • August 10 2016

The US Securities and Exchange Commission (SEC) recently approved a disclosure rule proposed by the NASDAQ Stock Market, LLC (Nasdaq) related to


SEC Approves Nasdaq Rule Requiring Disclosure of Third-Party Payments to Directors
  • Holland & Knight LLP
  • USA
  • August 3 2016

The U.S. Securities and Exchange Commission (SEC) has approved a Nasdaq Stock Market rule requiring disclosure of third-party compensation to


SEC Approves NASDAQ “Golden Leash” Rules
  • Seyfarth Shaw LLP
  • USA
  • August 2 2016

Recently, the U.S. Securities and Exchange Commission (the “SEC”) approved NASDAQ’s new Rule 5250(b)(3), which requires NASDAQ-listed companies to


New NASDAQ Listing Rule Requires Disclosure of Third Party Payments to Directors and Nominees
  • O'Melveny & Myers LLP
  • USA
  • August 1 2016

Effective August 1, 2016, new NASDAQ Listing Rule 5250(b)(3) requires NASDAQ-listed companies to disclose the material terms of any agreements or


Nasdaq Rule Requiring Disclosure of Director “Golden Leash” Compensation Goes into Effect August 1, 2016
  • Bradley Arant Boult Cummings LLP
  • USA
  • July 28 2016

A new requirement that Nasdaq-listed companies disclose certain payments made to directors by third parties is scheduled to go into effect on August


NASDAQ Adopts Rule to Require Disclosure of Third Party Compensation of Directors
  • Fenwick & West LLP
  • USA
  • July 25 2016

Nasdaq has released a new rule, Rule 5250(b)(3), which requires listed companies to disclose the material terms of all agreements and arrangements


SEC Approves NASDAQ’s Proposed Rule on Golden Leash Arrangements
  • Morrison & Foerster LLP
  • USA
  • July 18 2016

On July 1, 2016, the SEC approved NASDAQ’s proposed Rule 5250(b)(3), as amended by Amendment No. 2 filed on June 30, 2016 (the “Final Rule”