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Results: 1-10 of 301

Governance & Securities Law Focus: Asia Edition, May 2018
  • Shearman & Sterling LLP
  • USA, United Kingdom, OECD, European Union
  • May 16 2018

On 21 February 2018, the Securities and Exchange Commission (SEC) released new interpretive guidance on public company disclosures regarding


Broker-Dealer Sanctioned US $1.575 Million by FINRA and Other SROs for Market Access Rule Violations
  • Katten Muchin Rosenman LLP
  • USA
  • April 15 2018

Last week, a broker-dealer was fined US $1.575 million by the Financial Industry Regulatory Authority and other self-regulatory organizations for not


Bridging the Weeks by Gary DeWaal: February 12 to 23, and February 26, 2018 (Whistleblowers; AML Staffing; Unlicensed Crypto Exchange; FCA-CFTC FinTech Cooperation)
  • Katten Muchin Rosenman LLP
  • USA
  • February 25 2018

The United States Supreme Court made clear that, to take advantage of a key anti-retaliation protection of the Dodd-Frank Wall Street Reform and


Delaware Supreme Court Rules on Director Independence
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • December 19 2016

The Delaware Supreme Court recently issued an important decision on the subject of director independence. In Sandys v. Pincus, No. 157, 2016 (Del


Supreme Court Allows Securities-Related Claims to Proceed in State Court
  • Crowell & Moring LLP
  • USA
  • May 17 2016

The United States Supreme Court has unanimously upheld a ruling allowing securities-related claims in state court notwithstanding that the Securities


United States Supreme Court holds that securities fraud plaintiffs need not establish loss causation to certify a class
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • June 13 2011

In Erica P. John Fund, Inc. v. Halliburton Co.,No. 09-1403, 2011 WL 2175208 (U.S. June 8, 2011), the United States Supreme Court held that securities fraud plaintiffs need not prove loss causation in order to invoke the presumption of investor reliance at the class certification stage


Julie K. Stapel
  • Morgan Lewis & Bockius LLP

Glenn J. Waldrip, Jr
  • Cahill Gordon & Reindel LLP

Jane Whitt Sellers
  • McGuireWoods LLP

Herbert F. Kozlov
  • Reed Smith LLP