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Scott D. Fisher
  • Davies Ward Phillips & Vineberg LLP

Justin A. Kisner
  • Skadden Arps Slate Meagher & Flom LLP

NASDAQ amends order routing rules
  • Katten Muchin Rosenman LLP
  • USA
  • February 12 2010

The NASDAQ Stock Market submitted a rule filing to amend its rules governing order routing processes.


The Cannabis Frenzy
  • Davies Ward Phillips & Vineberg LLP
  • Canada
  • April 27 2018

While the Canadian capital markets were volatile in 2017, market activity in the Canadian cannabis sector has achieved unprecedented highs. The


The greenwashing effect: Americans are becoming eco-cynical
  • Finnegan, Henderson, Farabow, Garrett & Dunner LLP
  • USA
  • January 29 2009

It's not news that industry leaders in many markets are rushing to join the "earth friendly" revolution.


SEC approves new exchange rules to toughen listing standards for reverse merger companies
  • Katten Muchin Rosenman LLP
  • USA
  • November 11 2011

On November 9, the Securities and Exchange Commission approved new rules proposed by the New York Stock Exchange LLC, NYSE Amex LLC and the NASDAQ Stock Market LLC that toughen the listing standards for issuers that become public through reverse mergers.


Amy I. Pandit
  • Morgan Lewis

U.S. settlement reduces global class in Ontario securities class action
  • Blake Cassels & Graydon LLP
  • Canada
  • March 21 2013

In a decision which may be significant for public issuers defending securities class actions in multiple jurisdictions, an Ontario court has held


NYSE proposes sponsored participant rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 5 2008

The New York Stock Exchange (NYSE) has filed a proposed rule change with the Securities and Exchange Commission to amend NYSE Rule 123B so that it would allow member organizations to provide direct “sponsored” access to the exchange on an agency basis.


Financial Services Update, Vol. 13, Issue 36
  • Winston & Strawn LLP
  • USA
  • October 1 2018

The Securities and Exchange Commission (“SEC”) recently charged a firm registered with the SEC as both a broker-dealer and an investment adviser in