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Financial Services Update, Vol. 13, Issue 46
  • Winston & Strawn LLP
  • USA, European Union
  • December 18 2018

The Commodity Futures Trading Commission (“CFTC”) was dealt a major setback in a manipulation enforcement action, as the Southern District of New York


Financial Services Update, Vol. 13, Issue 45
  • Winston & Strawn LLP
  • USA
  • December 10 2018

When the news came last week that former President George Herbert Walker Bush had passed away, commentators began to characterize the legacy of our


Financial Services Update, Vol. 13, Issue 44
  • Winston & Strawn LLP
  • USA
  • December 3 2018

In what appears to be a setback to the SEC’s ongoing efforts to bring the field of Blockchain digital assets under its regulatory purview, a


Financial Services Update, Vol. 13, Issue 43
  • Winston & Strawn LLP
  • USA, United Kingdom, European Union
  • November 19 2018

The topic of Brexit has been the subject of a high degree of anxiety within the financial services industry. In a potentially positive development, on


Financial Services Update, Vol. 13, Issue 37
  • Winston & Strawn LLP
  • USA
  • October 8 2018

Over the weekend, the Senate held the final confirmation vote for Supreme Court nominee Brett Kavanaugh. Passing the Senate vote by a 50 to 48 margin


Governance & Securities Law Focus: Asia Edition, May 2018
  • Shearman & Sterling LLP
  • USA, United Kingdom, OECD, European Union
  • May 16 2018

On 21 February 2018, the Securities and Exchange Commission (SEC) released new interpretive guidance on public company disclosures regarding


Holding the Line: The Application of Professional Services Exclusions in D&O Policies
  • Clyde & Co LLP
  • USA
  • October 26 2016

Directors and officers ("D&O") liability insurance policies typically contain exclusions for claims arising out of the rendering of, or failure to


Application of the Professional Services Exclusion in Directors and Officers Policies
  • Squire Patton Boggs
  • USA
  • July 25 2016

Most significant insureds that provide services purchase both directors and officers liability insurance (“D&O”) and errors and omissions insurance


Recently announced merger underscores corporate governance requirements for insurers
  • Chadbourne & Parke LLP
  • USA
  • June 24 2011

The recently announced acquisition of publicly held insurer FPIC Insurance Group, Inc. by The Doctors Company illustrates some of the potential complexities involved in navigating recent insurance-law reforms on internal controls, particularly in the M&A context.


In case you missed it
  • Stoel Rives LLP
  • USA
  • April 14 2010

Senator Dodd's anxiously awaited financial reform bill, here, went to the full Senate floor a few weeks ago.